Measures being imposed

1. Статья: 5 Пункт: пункт 3, подпункт 1 -

1.

Кызылординский филиал (Кызылорда)

1. Статья: 5 Пункт: пункт 3, подпункт 1 -

1.

Кызылординский филиал (Кызылорда)

Warning

1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency on the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 252 Пункт: 1-1 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

294900

1. Submission by an authorized bank or a professional participant in the securities market performing foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty

1. Статья: 218 Пункт: 4 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Статья: 464 Пункт: 1 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Шымкентский филиал (Шымкент)

1. Статья: 41 - Regulation No. 49

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Шымкентский филиал (Шымкент)

19.01.2026

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

19.01.2026

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

786400,00

1. Failure to take measures to properly verify the client in terms of requesting the data of an identity document to record information about an individual, which violated subparagraph 1) of paragraph 3 of Article 5 of the Law on Countering the Legalization (Laundering) of Proceeds from Crime, the Financing of Terrorism and the Financing of the Proliferation of Weapons of Mass Destruction

1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta

Карагандинский филиал (Караганда)