«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
15.02.2017
37-1-05/203
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of the requirements of the Rules, approved by the Resolution No131 of 22 August 2008 of the Board of the NBRK, on the calculation of the prudential standard of solvency margin
Date of performance:
22.02.2017
Статья/пункты НПА, Статья КоАП:
Note:
Performed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
17.02.2017
№38-4-04/132
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
28.02.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
17.02.2017
170000803000175
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453 800 тенге
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
14.04.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
20.02.2017
170000803000090
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
20.02.2017
170000803000089
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226 900
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
24.02.2017
№37-5-07/247
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting statements by organization
Статья/пункты НПА, Статья КоАП:
1.
Статья: 45-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
29.06.2016
№160000803003489
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
29.06.2016
№160000803003485
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
29.06.2016
№37-5-07/780
Limited enforcement action
Written prescription
The nature of a breach:
1. For the violations in the calculation of insurance reserves
Date of performance:
08.07.2016
Статья/пункты НПА, Статья КоАП:
Note:
done in time
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
29.06.2016
№ 24-2-03/314
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
31.10.2016
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
