"Kaspi Bank", JSC
Second tier banks
03.06.2024
240000800000265
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on foreign exchange contracts for export or import, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 7
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Негоциант-Кордай" LLP
Authorized organization
03.06.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
18.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Authorized organization
31.05.2024
241100800000006
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
295360
The nature of a breach:
1. The authorized organization has not complied with the qualification requirements provided for in subparagraph 2) Paragraph 11 of Regulation No. 49, the OP video surveillance system does not provide recording and storage of information for 90 (ninety) calendar days on technical devices.
Date of performance:
10.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Authorized organization
12.06.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 63
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Nurbank", JSC
Second tier banks
10.06.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
10.06.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
28.05.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
22.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
11.06.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 5
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Bank Freedom Finance Kazakhstan" JSC
Second tier banks
27.05.2024
№240000800000260
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Bank Freedom Finance Kazakhstan" JSC
Second tier banks
27.05.2024
№240000800000230, №240000800000231, №240000800000232, №240000800000233, №240000800000234, №240000800000235
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
332280
The nature of a breach:
1. Валюталық бақылау агентінің Қазақстан Республикасы Ұлттық Банкінің нормативтік құқықтық актісінде көзделген, жүргізілген валюталық операциялар туралы хабарлама бойынша толық емес және (немесе) анық емес есепті ұсынуы, әкімшілік жаза қолданылғаннан кейін бір жыл ішінде қайталап жасалған әрекет .
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
