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"Nurbank", JSC
Second tier banks
19.04.2024
240000800000220
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Presentation of incomplete and (or) unreliable report on notification of made currency operations by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 217 Пункт: 3 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Nurbank", JSC
Second tier banks
19.04.2024
240000800000212
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of terms for presentation reports for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 218 Пункт: 3 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Nurbank", JSC
Second tier banks
23.04.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1. Статья: 218 Пункт: 7 -
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Nurbank", JSC
Second tier banks
19.04.2024
240000800000211
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation of terms for presentation reports for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 218 Пункт: 3 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
18.04.2024
240000800000210
Sanctions and other administrative penalties
Warning
Punishment awarded:
Предупреждение
The nature of a breach:
1. Violation of term for presentation of report on notification of made currency operations by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 217 Пункт: 3 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
«ГУДВИН» LLP
Authorized organization
12.04.2024
243500800000034
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
369200
The nature of a breach:
1. Conducting operations without appropriate reflection of their results in accounting reporting
Статья/пункты НПА, Статья КоАП:
1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
«ГУДВИН» LLP
Authorized organization
12.04.2024
243500800000033
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
369200
The nature of a breach:
1. Conducting operations without appropriate reflection of their results in accounting reporting
Статья/пункты НПА, Статья КоАП:
1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Authorized organization
12.04.2024
243500800000031
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
369200
The nature of a breach:
1. Conducting operations without appropriate reflection of their results in accounting reporting
Статья/пункты НПА, Статья КоАП:
1. Статья: 239 Пункт: 3 - Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
18.04.2024
240000800000191
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55 380
The nature of a breach:
1. Submission to currency control agents of an incomplete and (or) unreliable report on notification of conducted currency transactions provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1. Статья: 217 Пункт: 4 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
18.04.2024
240000800000151
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55 380
The nature of a breach:
1. Submission to currency control agents of an incomplete and (or) unreliable report on notification of conducted currency transactions provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1. Статья: 217 Пункт: 4 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
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