«ADCB» Islamic Bank» JSC
Second tier banks
31.03.2026
260000800000282
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
«ADCB» Islamic Bank» JSC
Second tier banks
31.03.2026
№ 260000800000228, №260000800000229, №260000800000230, №260000800000231, №260000800000232, №260000800000233, №260000800000234, №260000800000235
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519 000,00
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
«ADCB» Islamic Bank» JSC
Second tier banks
31.03.2026
№260000800000236, №260000800000237, №260000800000238, №260000800000239, №260000800000240, №260000800000241, №260000800000242, №260000800000243, №260000800000244, №260000800000245, №260000800000246, №260000800000247, №260000800000248, №260000800000249, №260000800000250
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
973 125,00
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
«ADCB» Islamic Bank» JSC
Second tier banks
31.03.2026
№260000800000256, №260000800000257
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
69 512 039,47
The nature of a breach:
1. Қазақстан Республикасы Ұлттық Банкінің нормативтік құқықтық актісінде белгіленген, Қазақстан Республикасының ішкі валюта нарығында қолма-қол ақшасыз шетел валютасын сатып алу және (немесе) сату тәртібін бұзу, әкімшілік жаза қолданылғаннан кейін бір жыл ішінде қайталап жасалған әрекеттер
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 2
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
03.04.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
03.06.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Elegant1 LLP
Authorized organization
30.03.2026
265900800000003
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 13
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
"ТЛЕУХАН" exchange office" LLP
Authorized organization
10.04.2026
36-03-21/133К
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written prescription
The nature of a breach:
1. The authorized organization has not implemented the training and education program in the field of anti-money laundering, combating the financing of terrorism and the financing of the proliferation of weapons of mass destruction, approved by the internal control rules provided for in paragraph 6 of Article 11 of the AML/CFT/CFPOM Law and Requirements No. 6, approved by the order of the Chairman of the Financial Monitoring Agency dated August 9, 2021, No. 6.
Date of performance:
20.04.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
An organization engaged in microfinance activities
19.03.2026
267500800000249
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
08.04.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
09.06.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: Статья 252-1
Пункт: Часть 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
LLP "Ulpya"
Authorized organization
17.03.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
