Authorized organization
30.05.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пп.1 п.3
- The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
2. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
2. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
30.05.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пп.1 п.3
- The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
2. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
2. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
30.05.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пп.1 п.3
- The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
2. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
2. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Bank CenterCredit", JSC
Second tier banks
27.05.2024
240000800000237
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55380
The nature of a breach:
1. Submission of unreliable or incomplete reporting on currency operations of clients by agents of currency control,committed repeatedly second time second time within a year after imposition of administrative sanction
Date of performance:
24.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Bank CenterCredit", JSC
Second tier banks
27.05.2024
240000800000238
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55380
The nature of a breach:
1. Submission of unreliable or incomplete reporting on currency operations of clients by agents of currency control,committed repeatedly second time second time within a year after imposition of administrative sanction
Date of performance:
24.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Bank CenterCredit", JSC
Second tier banks
27.05.2024
240000800000261
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. Submission of unreliable or incomplete reporting on currency operations of clients by agents of currency control
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Eurasian Bank", JSC
Second tier banks
27.05.2024
240000800000259
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. Submission of unreliable or incomplete reporting by the authorized banks for the purposes of monitoring sources of supply and demand, as well as directions for the use of foreign currency in the domestic foreign exchange market shall
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
10.06.2024
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
21.06.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: П. 51
Пункт: 3
-
2. Статья: 5 Пункт: пп.1 п.3 - The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
3. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
2. Статья: 5 Пункт: пп.1 п.3 - The Law of the Republic of Kazakhstan "On Counteracting the Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism"
3. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
Type of Enactments
1.
2.
3.
2.
3.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
An organization engaged in microfinance activities
06.06.2024
243300800000009
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
An organization engaged in microfinance activities
06.06.2024
243300800000008
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп. 9 п.2
- Of the Law of the Republic of Kazakhstan "On microfinance оrganizations"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
