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An organization engaged in microfinance activities
31.01.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1. Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
31.01.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1. Статья: Пункт 2 Постановления Правления НБ РК от 28 ноября 2019 года № 222 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
31.01.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1. Статья: Пункт 3 Приложения 5 Постановления Правления НБ РК от 28 ноября 2019 года № 224 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
An organization engaged in microfinance activities
31.01.2024
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1. Статья: пункт 15 Пункт: подпункт 2) -
2. Статья: 8 - Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
3. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
3.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
Authorized organization
14.02.2024
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
11.03.2024
Статья/пункты НПА, Статья КоАП:
1. Статья: Пункт 11 Пункт: подпункт 1), 2),3) -
2. Статья: пункт 24 -
3. Статья: пункт 34 -
4. Статья: пункт 49 -
5. Статья: 11 -
6. Статья: 11 Пункт: пункт 3 , абзац 6 -
7. -
8. Статья: 464 Пункт: 1 -
9. Статья: 214 Пункт: 7 -
10. Статья: 214 Пункт: 10 -
Type of Enactments
1.
5.
7.
8.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
26.01.2024
240000800000044
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency in the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 252 Пункт: 1-1 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
26.01.2024
240000800000042
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on foreign exchange contracts for export or import, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 217 Пункт: 7 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
26.01.2024
240000800000045
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Submission by the currency control agent of an incomplete and (or) unreliable report on notification of conducted currency transactions provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 217 Пункт: 3 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
26.01.2024
240000800000043
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation by an agent of currency control of the deadline for submission of a report on foreign exchange contracts for export or import provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 217 Пункт: 5 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
26.01.2024
240000800000041
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation by an agent of currency control of the deadline for submission of a report on foreign exchange contracts for export or import provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1. Статья: 217 Пункт: 5 -
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
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