«Ломбард Ақтау Тұлпар» JSC
An organization engaged in microfinance activities
10.08.2026
264700800000031
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Ломбард Ақтау Тұлпар LLP in violation of paragraph 13 of the Rules No. 41 by the 25th (inclusive) of the month following the reporting quarter, did not submit to the territorial branch of the National Bank (at its location) the reporting forms in accordance with appendices 17,18 to the Rules No. 41
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
«Ломбард Ақтау Тұлпар» JSC
An organization engaged in microfinance activities
10.08.2026
264700800000030
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. LLP in violation of paragraph 14 of the Rules No. 80 by the 25th (inclusive) of the month following the reporting quarter, did not submit to the territorial branch of the National Bank (at its location) the reporting forms in accordance with appendices 14 to the Rules No. 80
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
«Ломбард Ақтау Тұлпар» JSC
An organization engaged in microfinance activities
10.08.2026
264700800000029
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Ломбард Ақтау Тұлпар LLP in violation of paragraph 14 of the Rules No. 80 by the 25th (inclusive) of the month following the reporting quarter, did not submit to the territorial branch of the National Bank (at its location) the reporting forms in accordance with appendices 9 to the Rules No. 80
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
«Ломбард Ақтау Тұлпар» JSC
An organization engaged in microfinance activities
10.08.2026
264700800000028
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. LLP in violation of paragraph 14 of the Rules No. 80 by the 25th (inclusive) of the month following the reporting quarter, did not submit to the territorial branch of the National Bank (at its location) the reporting forms in accordance with appendices 8 to the Rules No. 80
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Payment organization
07.08.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
07.08.2026
31-3-19/405/К
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
Written prescription
The nature of a breach:
1. Violations of clauses 33-1, 49, 51, 54 of the Rules for Conducting Cash Foreign Exchange Operations in the Republic of Kazakhstan, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019, No. 49, submission of incomplete reports on the structure of assets, liabilities and equity, income and expenses of a legal entity operating exclusively through exchange offices based on the license of the National Bank of the Republic of Kazakhstan for cash foreign exchange operations (F1UO) for the 4th quarter of 2024, for the 1st-3rd quarters of 2025 were identified.
Date of performance:
31.08.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Payment organization
07.08.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Евро-Тараз" LLP
Authorized organization
24.07.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252
Пункт: 1
-
Type of Enactments
1. Law of the Republic of Kazakhstan «On Currency Regulation and Currency Control»
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
22.07.2026
265500800000008
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Filing by an authorised bank of an unreliable report on the foreign currency cash exchange operations activity stipulated by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
«Микрофинансовая организация «Credit market» LLC
An organization engaged in microfinance activities
06.08.2026
264700800000027
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. LLP "Credit Partnership "Credit market" in violation of paragraph 12 of the Rules No. 80 by the 25th (inclusive) of the month following the reporting quarter, did not submit to the territorial branch of the National Bank (at its location) the reporting forms in accordance with appendices 9 to the Rules No. 80
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
