Authorized organization
23.10.2026
27-02-16/274
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
“Altyn Bank” JSC (Sabsidiary Bank of China Citic Bank Corporation Limited) (renamed from “Altyn Bank” JSC (Sabsidiary Bank of JSC “Halyk Bank”))
Second tier banks
21.10.2026
260000800000689
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Execution by an authorized bank of a payment and/or money transfer under a foreign exchange transaction without the submission of a foreign exchange contract or a foreign exchange contract with an assigned registration number, where the submission of such a contract is mandatory under the regulatory legal acts of the National Bank of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
21.10.2026
35-05-14/383
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
1. Incomplete reporting has been submitted for the first half of 2026 (Table 3: List of beneficial owners of the management organization)
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
Authorized organization
02.10.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Authorized organization
25.09.2026
263300800000100
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
216250
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
25.09.2026
263300800000099
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
216250
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
25.09.2026
263300800000098
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
216250
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
25.09.2026
263300800000097
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
216250
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
23.09.2026
1111-26-00-3/2594
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
6781600
The nature of a breach:
1. Violations of the requirements of paragraph 2 of Article 10 of the Law on AML/CFT/CPF in the form of untimely provision by the financial monitoring subject of information on operations with money and (or) other property subject to financial monitoring, provided for by paragraph 1 of Article 4 of the said Law on AML/CFT/CPF
Date of performance:
25.11.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 8
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Authorized organization
25.09.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: Пункт 63
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
