"Негоциант-Кордай" LLP
Authorized organization
18.06.2024
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
28.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
"Негоциант-Кордай" LLP
Authorized organization
25.06.2024
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Date of performance:
02.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
«AZIYA VALUT» LLP
Authorized organization
25.06.2024
37-03-04/269
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. non-compliance with qualification requirements
Date of performance:
28.06.2024
Статья/пункты НПА, Статья КоАП:
1.
Статья: п. 11
Пункт: п.п. 2
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Transfer-Agents
14.06.2024
240000800000272
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Limited liability partnership "Exchange office" RV"
Authorized organization
21.06.2024
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
04.06.2024
240000800000249
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55380
The nature of a breach:
1. Submission of unreliable or incomplete reporting by the authorized banks for the purposes of monitoring sources of supply and demand, as well as directions for the use of foreign currency in the domestic foreign exchange market
Date of performance:
19.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
19.06.2024
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
15.07.2024
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
"Kazpost", JSC
Legal entities, engaged in certain types of banking operations
04.06.2024
240000800000246, 240000800000247
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
110760
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"Islamic bank "Zaman-Bank", JSC
Second tier banks
04.06.2024
240000800000248
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
55380
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
"First Heartland Jýsan Bank", JSC (renamed from "Tsesnabank", JSC)
Second tier banks
07.06.2024
247100800000169; 247100800000170
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 210
Пункт: 1
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
