Bereke Bank JSC (SB of Lesha Bank LLC (Public))
Second tier banks
19.05.2026
№ 260000800000328, №260000800000329, №260000800000330
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
194 625
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Date of performance:
16.07.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 4
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Bereke Bank JSC (SB of Lesha Bank LLC (Public))
Second tier banks
19.05.2026
260000800000365
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Payment organization
02.06.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
02.06.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
02.06.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Khorgos Exchange» LLP
Authorized organization
13.05.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
«Khorgos Exchange» LLP
Authorized organization
25.05.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
13.05.2026
№3928-26-00-3/3387
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение подпункта 1) пункта 3 статьи 5 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
13.05.2026
№3928-26-00-3/3387
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение подпункта 1) пункта 3 статьи 5 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
29.05.2026
37-03-05К/220
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 13
2. violation of the requirements of paragraph 51 of Rules No. 49 (the information on the client's INN is not indicated in the registry log)
3. The reflection of inaccurate data in the semi-annual report on the AML-R2 Application for the 1nd half of 2024
4. inconsistency of the data presented in the reports on Appendix No. 10 to Rules No. 178 for the 2nd, 3rd, and 4th quarters of 2025
5. Information on transactions the amount of which is equal to or exceeds 10 000 000 tenge is not provided in the AFM of the MF RK
2. violation of the requirements of paragraph 51 of Rules No. 49 (the information on the client's INN is not indicated in the registry log)
3. The reflection of inaccurate data in the semi-annual report on the AML-R2 Application for the 1nd half of 2024
4. inconsistency of the data presented in the reports on Appendix No. 10 to Rules No. 178 for the 2nd, 3rd, and 4th quarters of 2025
5. Information on transactions the amount of which is equal to or exceeds 10 000 000 tenge is not provided in the AFM of the MF RK
Date of performance:
05.06.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
3.
4.
5.
3.
4.
5.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
