Measures being imposed

Warning

1. The failure to file the financial statements and other types of reporting on time

1. Статья: 212 Пункт: 1 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Центральный аппарат

1 081 250

1. It was expressed in the non-recording by authorized organizations in the journal of registers of purchased and sold cash foreign currency of the clients's surname, first name, patronymic (if specifed in the identity document), individual identification number (if available), and in cases provided for by law - identity document details and legal adress
2. It was expressed in the non-recording by authorized organizations in the journal of registers of purchased and sold cash foreign currency of the clients's surname, first name, patronymic (if specifed in the identity document), individual identification number (if available), and in cases provided for by law - identity document details and legal adress

1. Статья: 49 -
2. Статья: 51 - Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019

1. Concerning observance of requirements of the foreign exchange legislation

Западно-Казахстанский филиал (Уральск)

Warning

1. Submission by the currency control agent of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 14 for November 2025, May 2026

1.

Акмолинский филиал (Кокшетау)

Warning

1. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 13 for July, August, October, November, December 2025, April, May 2026

1.

Акмолинский филиал (Кокшетау)

1. Статья: 218 Пункт: 8 -

1.

Шымкентский филиал (Шымкент)

Warning

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Written prescription

1. Violations of paragraphs 49, 51, 54 of the Rules for Conducting Cash Foreign Exchange Operations in the Republic of Kazakhstan, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49, were revealed, providing incomplete reports on the structure of assets, liabilities and equity, income and expenses of a legal entity operating exclusively through exchange offices based on the license of the National Bank of the Republic of Kazakhstan for cash foreign exchange operations (F1UO) for the 1st-4th quarters of 2024

28.09.2026

1. Concerning observance of requirements of the foreign exchange legislation

Западно-Казахстанский филиал (Уральск)

86500,00

1. Violation of the time frame for submitting financial and other reports stipulated by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Карагандинский филиал (Караганда)

86500,00

1. Violation of the time frame for submitting financial and other reports stipulated by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 212 Пункт: 2 - Of the Code of the Republic of Kazakhstan "on administrative offences"

1. On submission financial and other reporting

Карагандинский филиал (Караганда)