"Halyk Bank of Kazakhstan", JSC
Second tier banks
07.04.2026
260000800000274,260000800000275, 260000800000276, 260000800000277
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
259 500
The nature of a breach:
1. Violation of term for presentation of report on currency agreements of export and import by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly second time within a year after imposition of administrative sanction
Date of performance:
08.06.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: 217
Пункт: 6
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
Authorized organization
20.04.2026
33-03-30/206
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
1. Violation of Part 2 of Article 10 of the AML/CFT/FML Law, failure by an authorized organization to submit a currency exchange transaction subject to financial monitoring
Date of performance:
05.05.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: 10
Пункт: 2
- AML / CFT Law
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
09.04.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
15.04.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
09.04.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
15.04.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
09.04.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Date of performance:
15.04.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
02.04.2026
265900800000002
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
865 000
The nature of a breach:
1. Non-compliance with the limits of deviation of purchase rates from the sale rate of foreign currency
Date of performance:
02.05.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: 252-1
Пункт: 8
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Brocker-Dealers
10.04.2026
260000800000280
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Investment portfolio managers combining activity with broker and (or) dealer
07.04.2026
260000800000279
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«ADCB» Islamic Bank» JSC
Second tier banks
31.03.2026
260000800000283
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
«ADCB» Islamic Bank» JSC
Second tier banks
31.03.2026
260000800000284
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
