"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
21.06.2016
№160000803003445
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"A - Brokers" Insurance Broker», LLP
Insurance brockers
03.06.2013
30235/580
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "General Broker"
Insurance brockers
24.01.2014
30226/61
Limited enforcement action
Commitment letter
The nature of a breach:
1. For non-submission financial and other reporting on 01.01.2014
Date of performance:
03.02.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
21.06.2016
№160000803003444
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "General Broker"
Insurance brockers
22.04.2014
30218/263
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.04.2014
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
21.06.2016
№160000803003443
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200 тг.
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
23.06.2016
37-2-06/749
Limited enforcement action
Written prescription
The nature of a breach:
1. In the conclusion of contracts compulsory insurance under the conditions that do not meet the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
04.07.2016
Статья/пункты НПА, Статья КоАП:
Note:
Requirements of article 19 of the Law on CROV are violated
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Broker "General Broker"
Insurance brockers
29.05.2014
30218/362
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.01.2014
Date of performance:
05.06.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.06.2016
160000803003431
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
27.06.2016
160000803003430
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false report
Date of performance:
26.07.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
