"Insurance Company "Alliance-Policy", JSC
Insurance organizations
17.05.2016
№37-1-11/559
Limited enforcement action
Written prescription
The nature of a breach:
1. Written prescription violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities related to conclusion of the agreement of compulsory insurance
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "London-Almaty", JSC
Insurance organizations
18.05.2016
33-4-01/2214
Limited enforcement action
Written prescription
The nature of a breach:
1. due to violation of the requirements on disclosure in accordance with the Law of the Republic of Kazakhstan "On Joint Stock Companies", paragraph 79, subparagraph 1 and 2-2
Date of performance:
10.06.2016
Статья/пункты НПА, Статья КоАП:
Note:
implemented by letter #612/12 as of 06.06.2016 (reg. 07.06.2016 letter #35551)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
18.05.2016
37-3-06/564
Limited enforcement action
Written warning
The nature of a breach:
1. For late notification of changes in the composition of executives
Статья/пункты НПА, Статья КоАП:
1.
Статья: 29
- Of Rules # 95
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Joint Stock Company "European Insurance Company" - Life Assurance Company (renamed from "PPF Insurance - Life Assurance Company, JSC)
Insurance organizations
23.05.2016
37-5-07/584
Limited enforcement action
Written warning
The nature of a breach:
1. Шынайы емес шығындылық коэффициентін есептеу бергені үшін
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
23.05.2016
37-5-07/585
Limited enforcement action
Written warning
The nature of a breach:
1. for submission of uncertain reporting
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
23.05.2016
37-2-06/583
Limited enforcement action
Written warning
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
Пункт: 1
- Rules № 81
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company"Victoria", JSC
Insurance organizations
23.05.2016
37-1-22/577
Limited enforcement action
Written warning
The nature of a breach:
1. For the submission of unreliable information
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Freedom Finance Life", JSC (renamed from "Life Insurance Company "Азия Life", JSC)
Insurance organizations
30.05.2016
37-5-07/619
Limited enforcement action
Written warning
The nature of a breach:
1. For submission of uncertain reporting
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
24.05.2016
37-3-06/597
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the order of notification of the amendments to the regulations on the branch
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33
Пункт: 7
- Of the Law of the Republic of Kazakhstan "On Insurance Activities"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
01.06.2016
27-5-04/312
Limited enforcement action
Written warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
