"Life Insurance Company State Annuity Company", JSC
Insurance organizations
29.03.2018
180000803000637
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
962000
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
10.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
29.03.2018
180000803000636
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
962000
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
10.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
29.03.2018
180000803000631
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
481 000 тенге
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
29.05.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
02.04.2018
55-13-22-2/377
Limited enforcement action
Written warning
The nature of a breach:
1. The insurance company violated the requirements for determining the amount of damage caused to the vehicle
Статья/пункты НПА, Статья КоАП:
1.
Статья: 22
Пункт: 3
- Of the Law of the Republic of Kazakhstan "On compulsory insurance of civil liability of vehicle owners"
2. Статья: 3 - Of the Rules for determining the amount of damage caused to a vehicle approved by the resolution of the Board of the National Bank of the RK dated 28.01.2016, № 14
2. Статья: 3 - Of the Rules for determining the amount of damage caused to a vehicle approved by the resolution of the Board of the National Bank of the RK dated 28.01.2016, № 14
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Восточно-Казахстанский филиал (Усть-Каменогорск)
"Insurance Company "Amanat", JSC
Insurance organizations
03.04.2018
129
Sanctions and other administrative penalties
Ban from discharge of duties
The nature of a breach:
1. in connection with the revealed violations in activities of JSC «IC « Amanat » the Chairman of the Board of Directors of JSC «IC « Amanat » Kanafin Askar Ahilbekovich is discharged from performance of official duties and the consent to his appointment (election) to the executive's position is withdrawn.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
03.04.2018
180000803000639
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
481 000 тенге
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
05.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
12.04.2018
№33-2-05/2056
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the share of the reinsurer in insurance reserves
Date of performance:
26.04.2018
Статья/пункты НПА, Статья КоАП:
1.
- Resolution of the Board NBRK №76 dated May 06, 2014
2. - Regulation of the board of the NBRK No. 304 dated 26 the December 2016
2. - Regulation of the board of the NBRK No. 304 dated 26 the December 2016
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"CNIC"Interteach", JSC
Insurance organizations
09.06.2016
№37-5-14/663
Limited enforcement action
Written prescription
The nature of a breach:
1. The requirement of Kazakhstan Republic law was breached
Date of performance:
20.06.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 2
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
09.06.2016
37-5-07/666
Limited enforcement action
Written warning
The nature of a breach:
1. for submission of uncertain reporting
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"CNIC"Interteach", JSC
Insurance organizations
09.06.2016
№37-5-14/664
Limited enforcement action
Written warning
The nature of a breach:
1. For the revealed violations in calculation of insurance reserves
Статья/пункты НПА, Статья КоАП:
1.
Статья: 17
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
