"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
19.11.2015
150000803002509
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution №83 of 25 March 2006 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company" ASKO", JSC
Insurance organizations
19.11.2015
150000803002507
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution №131 of 22 August 2008 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
26.04.2018
№33-2-05/2419
Limited enforcement action
Written agreement
The nature of a breach:
1. For untimely execution of the plan of measures providing for early response measures to improve the financial stability of the insurance organization
Date of performance:
17.09.2018
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
24.11.2015
150000803002470
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
376580
The nature of a breach:
1. "neglect of duty, accepted by the "IC "TransOil", JSC and assigned to the "IC "TransOil", JSC by the National Bank of the Republic of Kazakhstan through the application of enforcement measures"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 227
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
27.04.2018
180000803000826, 180000803000827
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1924000
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring
Date of performance:
09.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
27.04.2018
№ 78
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. The license for reinsurance was suspended for six months for non-compliance with the requirements of prudential standards, established by the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Note:
The validity of the License for reinsurance shall be deemed suspended from the date of bringing this decision to the attention of «Oil Insurance Company», JSC. It is brought to the attention on 2018-05-05.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
28.04.2018
33-1-18/2458
Limited enforcement action
Written warning
The nature of a breach:
1. Exceeding the norm of asset diversification
Статья/пункты НПА, Статья КоАП:
1.
Статья: 42
Пункт: 2
- Of Resolution No. 304
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
28.04.2018
№180000803000871
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 202 500 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance organization established by the National Bank of the Republic of Kazakhstan prudential norm
Date of performance:
07.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
24.11.2015
150000803002467
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative offense was expressed in submission of unreliable statements by the insurance company
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
24.11.2015
150000803002466
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative offense was expressed in submission of unreliable statements by the insurance company
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
