Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
14.11.2016
№160000803003748
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
14.11.2016
№160000803003746
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
17.11.2016
27-5-04/733
Limited enforcement action
Written warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
21.11.2016
№24-2-03/562
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
01.12.2016
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
21.11.2016
37-1-11/1464
Limited enforcement action
Written warning
The nature of a breach:
1. The standard of assets diversification was breached
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Joint Stock Company "European Insurance Company" - Life Assurance Company (renamed from "PPF Insurance - Life Assurance Company, JSC)
Insurance organizations
21.11.2016
№ 59-8-32/2615/СК
Limited enforcement action
Written prescription
The nature of a breach:
1. The absence of statements on the basis of which a contract of insurance was concluded. The insurance contract does not contain information about the name, location and bank details of the insurer
Статья/пункты НПА, Статья КоАП:
1.
Статья: 826
Пункт: пп.1 п.1
- Civil Code of the Republic of Kazakhstan
2. Статья: 3 Пункт: 4 - Of the resolution of the Board of financial supervision agency 25, which dates 01.03.2010
2. Статья: 3 Пункт: 4 - Of the resolution of the Board of financial supervision agency 25, which dates 01.03.2010
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
25.11.2016
27-5-04/767
Limited enforcement action
Written prescription
The nature of a breach:
1. For file the false financial statements and other types of reporting
Date of performance:
05.12.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
25.11.2016
27-5-04/768
Limited enforcement action
Written prescription
The nature of a breach:
1. For file the false financial statements and other types of reporting
Date of performance:
05.12.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
25.11.2016
37-3-06/1492
Limited enforcement action
Written warning
The nature of a breach:
1. For the infringement of requirements of the second part of article 31 of the Law of the Republic Kazakhstan «On insurance activity»
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
28.11.2016
№160000803003749
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 908 900тг.
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization by financial monitoring subject
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
