"MOI Insurance Broker.kz", LLP
Insurance brockers
03.06.2013
30235/578
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«SP Malakut» Insurance Broker», LLP
Insurance brockers
03.06.2013
30235/579
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
03.06.2013
30235/581
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«e-kz.com» Insurance Broker», LLP
Insurance brockers
03.06.2013
30235/577
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.01.2013
Date of performance:
10.06.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«SP Malakut» Insurance Broker», LLP
Insurance brockers
18.07.2013
30235/886
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.07.2013
Date of performance:
26.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
18.07.2013
30235/887
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting by statements organization as of 01.07.2013
Date of performance:
26.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
22.04.2014
30218/264
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.04.2014
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«e-kz.com» Insurance Broker», LLP
Insurance brockers
06.11.2014
140000803000828
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
326 232,71
The nature of a breach:
1. ч.4 ст.179 административное правонарушение выразилось в ведении бухгалтерского учета в нарушение требований, установленных законодательством Республики Казахстан о бухгалтерском учете и финансовой отчетности, и методов (принципов) бухгалтерского учета, приведшее к искажению финансовой отчетности
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Cinco Group Central Asia» Insurance Broker», LLP
Insurance brockers
07.11.2014
25-5-05/277
Limited enforcement action
Commitment letter
The nature of a breach:
1. For untimely granting statements by organization as of 01.10.2014
Date of performance:
17.11.2014
Статья/пункты НПА, Статья КоАП:
Note:
implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
29.02.2016
37-2-05/245
Limited enforcement action
Written warning
The nature of a breach:
1. Violation of requirements of point 32 of the Instruction No. 4
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
