"Kaspi Insurance" JSC (renamed from - "Insurance Company "Almaty International Insurance Group" JSC "Subsidiary Company "Kaspi Bank" JSC)
Insurance organizations
18.12.2015
37-3-06/1722
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the infringement of requirements of the second part of article 33 of the Law of the Republic Kazakhstan «On insurance activity»
Date of performance:
31.12.2015
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
24.12.2015
150000803002725 - 150000803002736
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
4 756 800
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
17.11.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Note:
Implemented
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
28.12.2015
150000803002628
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198200
The nature of a breach:
1. "Viiolation of the requirements established by the Republic of Kazakhstan. accounting and financial reporting and accounting practices, which led to a distortion of the financial statements"
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
28.12.2015
150000803002627
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
198200
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company delayed in producing insurance payment.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
28.12.2015
150000803002626
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
792800
The nature of a breach:
1. "administrative sanction was applied due to in reporting, which led to a distortion of the contained indicators or information on compliance with prudential regulations and other mandatory standards and limits."
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
28.12.2015
150000803002625
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
28.12.2015
150000803002623
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Chartis Kazakhstan Insurance Company",JSC(renamed from - "Insurance Company "AIG Kazakhstan", JSC)
Insurance organizations
28.12.2015
150000803002622
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
396400
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
12.01.2016
37-4-04/19
Limited enforcement action
Written prescription
The nature of a breach:
1. Representation of inadequate reporting information
Date of performance:
25.01.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
27.01.2016
37-3-07/90
Limited enforcement action
Written warning
The nature of a breach:
1. For the infringement of requirements of the second part of the point 7 of article 33 of the Law of the Republic Kazakhstan «On insurance activity»
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
