Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
26.02.2018
182700803000001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
145237
The nature of a breach:
1. Establishment of the size of insurance premiums other than defined by the laws of the Republic of Kazakhstan on compulsory types of insurance
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
26.02.2018
№58-12-12/871
Limited enforcement action
Written prescription
The nature of a breach:
1. For violation of paragraph 7 and paragraph 11 of the Rules for determining the amount of damage caused to the vehicle, approved by the resolution of Board of National Bank of Kazakhstan N.14 January 28,2016
Date of performance:
28.02.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Oil Insurance Company", JSC
Insurance organizations
26.02.2018
№32
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. The license for mandatory insurance was suspended for three months for violation of the legislation of the Republic of Kazakhstan.
Статья/пункты НПА, Статья КоАП:
Note:
The validity of the License for mandatory forms of insurance shall be deemed suspended from the date of bringing this decision to the attention of «Oil Insurance Company», JSC. It is brought to the attention on 2018-03-03.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
26.02.2018
№31
Sanctions and other administrative penalties
License suspension
The nature of a breach:
1. The license for voluntary insurance was suspended for six months due non-compliance with the requirements of the prudential standards established by the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Note:
The validity of the License for voluntary forms of insurance shall be deemed suspended from the date of bringing this decision to the attention of IC «Salem», JSC. It is brought to the attention on 2018-03-03.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
26.02.2018
180000803000110
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 202 500 тенге
The nature of a breach:
1. Administrative offense was expressed in numerous (two and more times during twelve consecutive calendar months) violation of the prudential normatives established by National Bank
Date of performance:
28.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
26.02.2018
180000803000108-180000803000109
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 886 000 тенге
The nature of a breach:
1. Аdministrative sanction was applied due to in the re-compiling during the year preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
28.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 13
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
26.02.2018
180000803000102-180000803000107
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2 886 000 тенге
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
28.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "London-Almaty", JSC
Insurance organizations
26.02.2018
180000803000589
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
481 000 тенге
The nature of a breach:
1. Administrative violation was expressed in providing of unreliable reporting to the authorized body
Date of performance:
30.03.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
27.02.2018
180000803000113
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
481 000 тенге
The nature of a breach:
1. Administrative violation was expressed in providing of unreliable reporting to the authorized body
Date of performance:
09.04.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Payed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
01.03.2018
№170000803000836
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
1. Аdministrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
