Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
03.02.2016
64-12-06/868
Limited enforcement action
Written prescription
The nature of a breach:
1. Violation of the requirements of the Law of the ROK "On compulsory insurance of civil - legal liability of owners of vehicles "
Date of performance:
04.03.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
05.02.2016
37-2-05/148
Limited enforcement action
Written prescription
The nature of a breach:
1. For improper monitoring of credit ratings STB, which entailed providing false calculation HLA
Date of performance:
16.02.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
19.02.2016
25-5-04/275
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely submission of reporting of the Rules, approved by the Resolution № 81 of 27 May 2015 of the Board of the NBRK
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
22.02.2016
160000803000085
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 060 500 тг.
The nature of a breach:
1. administrative sanction was applied due to in repeated (two or more times within twelve consecutive calendar months) violation of the insurance organization established by the National Bank of the Republic of Kazakhstan prudential norm
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company"Victoria", JSC
Insurance organizations
22.02.2016
37-4-04/226
Limited enforcement action
Written prescription
The nature of a breach:
1. For the failure to meet reporting deadline
Date of performance:
10.03.2016
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
24.02.2016
37-1-05/232
Limited enforcement action
Written prescription
The nature of a breach:
1. the standards of diversification was breached
Date of performance:
11.03.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
25.02.2016
37-2-05/235
Limited enforcement action
Written warning
The nature of a breach:
1. For the absence of underwriting decisions on the insurance contract
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
25.02.2016
37-2-05/239
Limited enforcement action
Written warning
The nature of a breach:
1. For the absence of underwriting decisions on the insurance contract
Статья/пункты НПА, Статья КоАП:
Note:
Answer is not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
20.03.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Broker "Axiom", LLP
Insurance brockers
20.03.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
