"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
08.06.2016
59-8-32/1315
Limited enforcement action
Written prescription
The nature of a breach:
1. Subparagraph: paragraph 1 of Article 24 of the Republic of Kazakhstan "On Compulsory Insurance of Civil Liability of Vehicle Owners"
Date of performance:
28.06.2016
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
09.06.2016
37-3-06/670
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the order of notification of the amendments to the regulations on the branch
Статья/пункты НПА, Статья КоАП:
1.
Статья: 33
Пункт: 7
- Of the Law of the Republic of Kazakhstan "On Insurance Activities"
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
09.06.2016
№37-5-14/660
Limited enforcement action
Written prescription
The nature of a breach:
1. The requirement of Kazakhstan Republic law was breached
Date of performance:
20.06.2016
Статья/пункты НПА, Статья КоАП:
1.
Статья: 45
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Oil Insurance Company", JSC
Insurance organizations
29.12.2017
№170000803001618, №170000803001645, №170000803001640
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1361400
The nature of a breach:
1. Administrative sanction was applied due to in the submission to the authorized body false information
Date of performance:
12.01.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
03.01.2018
33-4-05/6
Limited enforcement action
Written prescription
The nature of a breach:
1. Lack of information of the reinsurance agreement in force in insurance registers
Date of performance:
08.01.2018
Статья/пункты НПА, Статья КоАП:
1.
- Resolution of the Board NBRK №76 dated May 06, 2014
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
03.01.2018
33-4-05/4
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserve
Date of performance:
08.01.2018
Статья/пункты НПА, Статья КоАП:
1.
- Resolution of the Board NBRK №76 dated May 06, 2014
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"CNIC"Interteach", JSC
Insurance organizations
04.01.2018
170000803001128-170000803001133, 170000803001548-170000803001573
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
6 807 000 тенге
The nature of a breach:
1. administrative violations were expressed in providing of unreliable reporting to the authorized body and making of reports that leads to a distortion of the indicators contained or information on compliance with prudential standards.
Date of performance:
14.02.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
2. Статья: 228 Пункт: 12 - Of Administrative Violations Code of the Republic of Kazakhstan
2. Статья: 228 Пункт: 12 - Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
10.01.2018
№ 61-12-13/4/47/1
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
240 500 тенге
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Date of performance:
26.06.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
12.01.2018
33-4-05/206
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserves
Date of performance:
18.01.2018
Статья/пункты НПА, Статья КоАП:
1.
- Resolution of the Board NBRK №76 dated May 06, 2014
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Sinoasia B&R Insurance" JSC (renamed from "Medical Insurance Company "Archimedes Kazakhstan” JSC)
Insurance organizations
16.01.2018
№33-2-05/279
Limited enforcement action
Written prescription
The nature of a breach:
1. The standard of assets diversification was breached
Date of performance:
31.01.2018
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
