"Рост ТЕХ" LLP
Authorized organization
22.04.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 8
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
LLP "Сирюс"
Authorized organization
22.04.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Жамбылский филиал (Тараз)
Investment portfolio managers combining activity with broker and (or) dealer
28.04.2026
260000800000324
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
15.04.2026
№ 3928-26-00-3/2638
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение пункта 2 статьи 10 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"ТЛЕУХАН" exchange office" LLP
Authorized organization
20.04.2026
5522-26-00-3/809
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
635775
The nature of a breach:
1. The program for training and education in the field of AML/CFT/CFP, approved by the internal control rules provided for in paragraph 6 of paragraph 3 of Article 11 of the AML/CFT/CFP Law and the Order of the Chairman of the Financial Monitoring Agency of the Republic of Kazakhstan dated August 9, 2021, No. 6, has not been implemented.
Статья/пункты НПА, Статья КоАП:
Note:
Protocol No. 265500800000001 dated 31.03.2026
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Collection agency
16.04.2026
261100800000012
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation by the collection agency of the period for submitting a report on the results of debt settlement of individuals, as provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan, in the form according to Appendix No. 9 to the reporting rules for collection agencies, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 02.12.2025 No. 87
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Authorized organization
16.04.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 5
- The Code of Administrative Offenses
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
Collection agency
16.04.2026
261100800000011
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation by the collection agency of the deadline for submitting a report on the main financial indicators of the collection agency established by the regulatory legal act of the National Bank of the Republic of Kazakhstan, in the form according to Appendix 8 to the Rules for the submission of reporting by the collection agency, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 02.12.2025 No. 87
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Collection agency
16.04.2026
261100800000010
Sanctions and other administrative penalties
Warning
Punishment awarded:
warning
The nature of a breach:
1. Violation by the collection agency of the deadline for submitting a report on the structure of liabilities by creditors in accordance with the form provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan, as per Appendix 7 to the Reporting Rules for collection agencies approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated December 2, 2025 No. 87
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
Collection agency
16.04.2026
261100800000009
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Violation by the collection agency of the term provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan for submitting a report on acquired claims for loans (microcredits) that underwent restructuring, in the form according to Appendix 6 to the Reporting Rules for collection agencies, approved by the resolution of the Board of the National Bank of the Republic of Kazakhstan dated 02.12.2025 No. 87
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Акмолинский филиал (Кокшетау)
