Payment organization
23.07.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
23.07.2026
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: пункт 5
Пункт: приложения 6
-
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в Алматинской области (город Қонаев)
Authorized organization
22.07.2026
37-03-05K/288
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. inconsistency of the data presented in the reports on Appendix No. 10 to Rules No. 178 for the 4th quarter of 2023, the 2nd and 4th quarters of 2024, and the 1st and 4th quarters of 2025
2. Violation of the requirements of paragraph 51 of Rules No. 49 (the data of the client's legal address is not indicated in the registry log)
3. The operation is not reflected in the semi-annual report on the AML-R2 Application for the 2nd half of 2024
2. Violation of the requirements of paragraph 51 of Rules No. 49 (the data of the client's legal address is not indicated in the registry log)
3. The operation is not reflected in the semi-annual report on the AML-R2 Application for the 2nd half of 2024
Date of performance:
28.07.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
2.
3.
2.
3.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
22.07.2026
267100800000121
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. Submission of an inaccurate resort using the form specified in appendix 13 to Rule 49 (for the reporting month of january 2026)
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
Authorized organization
07.07.2026
262300800000020
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by an authorized bank or an authorized organization of an incomplete and (or) unreliable report on the activities of carrying out exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
Authorized organization
03.07.2026
262300800000019
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. Submission by an authorized bank or an authorized organization of an incomplete and (or) unreliable report on the activities of carrying out exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 7
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Атырауский филиал (Атырау)
"ГЕРМЕС обмен валют" LLP
Authorized organization
02.07.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Authorized organization
13.07.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 5
Пункт: пункт 3 подпункт 1)
-
Type of Enactments
1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
"ГЕРМЕС обмен валют" LLP
Authorized organization
30.06.2026
265500800000006
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
847700
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
2. Статья: 214 Пункт: 4 - The Code of Administrative Offenses
Type of Enactments
1.
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Payment organization
16.07.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
