«Khorgos Exchange» LLP
Authorized organization
25.05.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
13.05.2026
№3928-26-00-3/3387
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение подпункта 1) пункта 3 статьи 5 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Authorized organization
13.05.2026
№3928-26-00-3/3387
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
605500
The nature of a breach:
1. Нарушение подпункта 1) пункта 3 статьи 5 Закона о ПОД/ФТ/ФРОМУ.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Закон Республики Казахстан от 28.08.2009г. «О противодействии легализации (отмыванию) доходов, полученных преступным путем, и финансированию терроризма», Правила организации обменных операций с наличной иностранной валютой в Республике Казахстан №144
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Payment organization
29.05.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
29.05.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning the compliance with the law on payments and payment systems
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Payment organization
28.05.2026
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
An organization engaged in microfinance activities
01.06.2026
264700800000017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
86500
The nature of a breach:
1. failure to submit financial statements in a timely manner in accordance with forms in Appendix 17 and 18
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
01.06.2026
264700800000016
Sanctions and other administrative penalties
Warning
The nature of a breach:
1. untimely submission of quarterly reports on annex 14
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
01.06.2026
264700800000015
Sanctions and other administrative penalties
Warning
Punishment awarded:
предупреждение
The nature of a breach:
1. untimely submission of quarterly reports on Annex 9
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
An organization engaged in microfinance activities
01.06.2026
264700800000014
Sanctions and other administrative penalties
Warning
Punishment awarded:
предупреждение
The nature of a breach:
1. untimely submission of quarterly annex 8 reports
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Мангистауский филиал (Актау)
