Authorized organization
31.12.2025
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: п. 11
Пункт: п.п. 2
-
2. Статья: Пункт 41 -
2. Статья: Пункт 41 -
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Шымкентский филиал (Шымкент)
"ГЕРМЕС обмен валют" LLP
Authorized organization
17.12.2025
255500800000019
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
550480
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 4
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Investment portfolio managers combining activity with broker and (or) dealer
26.12.2025
№250000800000658, №250000800000659, №250000800000660, №250000800000663, №250000800000664, №250000800000665
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
30.12.2025
37-03-05К/563
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
Punishment awarded:
written order
The nature of a breach:
1. Violation of the requirements of the first part of paragraph 51 of Rules No. 49 (incomplete recording of the client's legal address in the registry log)
2. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 14
2. Submission by an authorized organization of an incomplete and (or) unreliable report on the activities of organizing exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan Appendix No. 14
Date of performance:
09.01.2026
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Северо-Казахстанский филиал (Петропавловск)
Authorized organization
30.12.2025
27-02-17/337
Limited enforcement action
Қадағалап ден қоюдың ұсынымдық шаралары
Punishment awarded:
Рекомендательная мера надзорного реагирования
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 49
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
"ГЕРМЕС обмен валют" LLP
Authorized organization
26.12.2025
36-03-24/416К
Supervisory response
Measures to improve financial condition and / or minimize risks (written prescription)
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Authorized organization
19.12.2025
253300800000032
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2752400
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 49
-
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
19.12.2025
253300800000018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
2752400
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Филиал в области Жетісу (город Талдыкорган)
Authorized organization
11.12.2025
3580-25-00-3/13033
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
786400,00
The nature of a breach:
1. Failure to take measures to properly verify the client in terms of requesting the data of an identity document to record information about an individual, which violated subparagraph 1) of paragraph 3 of Article 5 of the Law on Countering the Legalization (Laundering) of Proceeds from Crime, the Financing of Terrorism and the Financing of the Proliferation of Weapons of Mass Destruction
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Development Bank of Kazakhstan JSC
Organizations with state as a sole shareholder
11.12.2025
250000800000666
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 218
Пункт: 3
-
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Постоянное представительство Национального Банка Республики Казахстан в городе Алматы
