Measures being imposed

Warning

1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency on the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 252 Пункт: 1-1 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

56 311 756,43 tenge

1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency on the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty

1. Статья: 252 Пункт: 2 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Статья: 218 Пункт: 5 - The Code of Administrative Offenses

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Туркестанский филиал (Туркестан)

3 932 000

1. 1. Failure of financial monitoring entities to take measures for proper verification of clients (their representatives) and beneficial owners, part 4 of Article 214 of the Administrative Code. 2. Failure by financial monitoring entities to fulfill their obligations to refuse to establish business relations and conduct transactions with money, part 6 of Article 214 of the Administrative Code. 3. Failure or late provision by financial monitoring entities of information on transactions with money and (or) other property subject to financial monitoring, provided for in paragraph 1 of Article 4 of the Law of the Republic of Kazakhstan "On Countering the Legalization (Laundering) of Proceeds from Crime and the Financing of Terrorism", part 8 of Article 214 of the Administrative Code

1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta

Акмолинский филиал (Кокшетау)

412 860 tenge

1. Presentation of incomplete and (or) unreliable report for monitoring of demand and supply sources at internal currency market of the Republic of Kazakhstan by an authorized bank or a professional securities market participant for currency operations on behalf of clients, provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 4 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Written order

1. Submission by an authorized organization of an unreliable report on the activities of carrying out exchange operations with foreign currency in cash, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1.

Карагандинский филиал (Караганда)

20.01.2026

1. Concerning observance of requirements of the foreign exchange legislation

Алматинский городской филиал (Алматы)

Warning

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп.9 п.2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".

1. The Law "On Microfinance Organizations"

Алматинский городской филиал (Алматы)

Warning

1. Violation of terms for presentation financial or other reporting by microfinance organizations by the regulatory legal acts of the National Bank of the Republic of Kazakhstan

1. Статья: 7 Пункт: пп.9 п.2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".

1. The Law "On Microfinance Organizations"

Алматинский городской филиал (Алматы)