An organization engaged in microfinance activities
21.05.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 8
- Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
2. Статья: 212 Пункт: 1 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
An organization engaged in microfinance activities
21.05.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 8
- Of Rules of providing financial statements by financial organizations, special finance companies, Islamic special finance companies , microfinance organizations, Аpproved by the Resolution No.41 of 28 January 2016 of the Management Board of the NBRK
2. Статья: 212 Пункт: 1 -
2. Статья: 212 Пункт: 1 -
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Centras Securities", JSC
Investment portfolio managers combining activity with broker and (or) dealer
26.05.2026
260000800000347
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Brocker-Dealers
22.05.2026
260000800000349
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Brocker-Dealers
26.05.2026
260000800000354
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
An organization engaged in microfinance activities
21.05.2026
Sanctions and other administrative penalties
Fine imposed under administrative law
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
2. Статья: 212 Пункт: 2 -
Type of Enactments
1. On submission financial and other reporting
2.
2.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
Brocker-Dealers
26.05.2026
260000800000366
Sanctions and other administrative penalties
Warning
Punishment awarded:
Warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Authorized organization
29.05.2026
2675008000000356
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
847700
The nature of a breach:
1. Violation of subparagraph 1) of paragraph 3 of Article 5 of the Law on CFT/FT/FRUMO
Date of performance:
28.06.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Authorized organization
29.05.2026
267500800000357
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
847700
The nature of a breach:
1. Violation of subparagraph 1) of paragraph 3 of Article 5 of the Law on CFT/FT/FRUMO
Date of performance:
28.06.2026
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
- The Code of Administrative Offenses
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Payment organization
25.05.2026
Sanctions and other administrative penalties
Warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 212
Пункт: 1
- Of the Code of the Republic of Kazakhstan "on administrative offences"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
