Measures being imposed

Warning

1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Presentation of incomplete and (or) unreliable report on currency agreements of export and import by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 7 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

warning

1. Presentation of incomplete and (or) unreliable report on currency agreements of export and import by agent of currency control provided by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 7 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

warning

1. Violation of the procedure of purchase and (or) sale of non-cash foreign currency in the internal currency market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 252 Пункт: 1-1 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

27.03.2026

1. Статья: 11 Пункт: 2 - Of the Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan No. 49 dated 04.04.2019
2. Статья: пункт 5 Пункт: приложения 6 -
3. Статья: 6, 9 -
4. Статья: 6 Пункт: 2 - Law of the RK "On Accounting and financial reporting"

1. Concerning observance of requirements of the foreign exchange legislation
2.
3.
4. The Law of the RK «On Accounting and Financial Reporting»

Восточно-Казахстанский филиал (Усть-Каменогорск)

20.04.2026

1. On compliance with accounting and financial reporting standards

Алматинский городской филиал (Алматы)

86500

1. failure to submit financial statements for the 4th quarter of 2025 in accordance with Appendix 17

1.

Мангистауский филиал (Актау)

216250

1. Violation of paragraph 51 of the Rules No.49 Violation under part 9 of article 252-1 of the CAO

05.05.2026

1.

Алматинский городской филиал (Алматы)

86500

1. failure to submit other reports for the 4th quarter of 2025 in accordance with Appendix 13

1.

Мангистауский филиал (Актау)