Measures being imposed

written order

1. Violation of the requirements of subitems 1) and 2) of paragraph 9 of Rules No. 47; subitem 3) of paragraph 9 and paragraph 11 of Rules No. 47; subitem 2) of paragraph 10 of Rules No. 47; subitem 6) of paragraph 10 of Rules No. 47; paragraph 12 of Rules No. 47; subitems 11), 13), and 14) Paragraph 10 of Rules No. 47.
2. The requirements of paragraphs 1 and 2 of Article 8 of the Law on Accounting and paragraph 4 of Rules No. 270 were not met; Violation of the requirements of paragraph 1 of Article 7 and subparagraph 1) paragraph 3 of Article 6 of the Law on Accounting, paragraph 39 of Rules No. 270; subparagraph 1) paragraph 3 of Article 6 of the Law on Accounting, paragraph 83 of the NSFO and paragraph 39 of Rules No. 270; paragraph 39-1 of Rules No. 270; paragraph 28 of the NSFO.
3. Unreliable presentation of a report on the structure of assets, liabilities and capital, income and expenses of a legal entity whose exclusive activity is the organization of exchange operations with foreign currency in cash (Appendix 10) as of 30.06.2024.

13.02.2026

1.
2.
3.

Атырауский филиал (Атырау)

Warning

1. Submission by the currency control agent of an incomplete and (or) unreliable report on the notification of currency transactions carried out, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 217 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Статья: 5 Пункт: пункт 3, подпункт 1 -

1.

Кызылординский филиал (Кызылорда)

1. Статья: 5 Пункт: пункт 3, подпункт 1 -

1.

Кызылординский филиал (Кызылорда)

1. Статья: 5 Пункт: пункт 3, подпункт 1 -

1.

Кызылординский филиал (Кызылорда)

1. Статья: 5 Пункт: пункт 3, подпункт 1 -

1.

Кызылординский филиал (Кызылорда)

Warning

1. Submission by an authorized bank or a professional securities market participant engaged in foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 218 Пункт: 3 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

Warning

1. Violation of the procedure for the purchase and (or) sale of non-cash foreign currency on the domestic foreign exchange market of the Republic of Kazakhstan, established by the regulatory legal act of the National Bank of the Republic of Kazakhstan

1. Статья: 252 Пункт: 1-1 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

294900

1. Submission by an authorized bank or a professional participant in the securities market performing foreign exchange transactions on behalf of clients of an incomplete and (or) unreliable report for the purpose of monitoring sources of supply and demand in the domestic foreign exchange market of the Republic of Kazakhstan, provided for by a regulatory legal act of the National Bank of the Republic of Kazakhstan, committed repeatedly within a year after the imposition of an administrative penalty

1. Статья: 218 Пункт: 4 -

1. Concerning observance of requirements of the foreign exchange legislation

Постоянное представительство Национального Банка Республики Казахстан в городе Алматы

1. Статья: 464 Пункт: 1 -

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Шымкентский филиал (Шымкент)