"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
25.11.2016
37-3-06/1492
Limited enforcement action
Written warning
The nature of a breach:
1. For the infringement of requirements of the second part of article 31 of the Law of the Republic Kazakhstan «On insurance activity»
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
28.11.2016
№160000803003749
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 908 900тг.
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization by financial monitoring subject
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
30.11.2016
37-1-11/1514
Limited enforcement action
Written prescription
The nature of a breach:
1. Written prescription was applied due to in the submission to the authorized body false report
Date of performance:
12.12.2016
Статья/пункты НПА, Статья КоАП:
Note:
done in time
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
09.12.2016
№24-2-03/601
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
21.12.2016
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212100 тенге
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
28.12.2016
37-1-11/1601
Limited enforcement action
Written warning
The nature of a breach:
1. For the violation of adequacy ratio of high liquid assets
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
04.01.2017
1
Limited enforcement action
Written agreement
The nature of a breach:
1. For failure the Plan for measures of early reaction
Date of performance:
01.07.2017
Статья/пункты НПА, Статья КоАП:
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. Announcement or publication of the insurance (reinsurance) organization and insurance broker in the media advertising, that do not correspond to reality on the day of publication
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 11
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004000
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
106 050тг.
The nature of a breach:
1. Violation of the conditions for the proper documentation, storage of documents, accomodation copies of licenses to carry out insurance business, as well as violation of the rules of registration and storage of insurance documentation blanks, work with cash
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 10
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803003962
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
848 400тг.
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
