"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
01.02.2017
38-4-04/87
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
13.02.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
01.02.2017
38-4-04/89
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
13.02.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Life Insurance Company «Kazkommerts -Life» (Subsidiary Organization of the « Kazkommertsbank » JSC), JSC
Insurance organizations
03.02.2017
№ 24-2-03/80
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Freedom Finance Insurance", JSC (renamed from "Insurance Company "Trust Insurance", JSC)
Insurance organizations
03.02.2017
№ 24-2-03/82
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
- Requirement of rules №272
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
07.02.2017
30-1-07/583
Limited enforcement action
Written prescription
The nature of a breach:
1. For failure to pay to the beneficiary the cost of the independent expert services
Date of performance:
20.02.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter of 17.02.17y. №11.1/444 (the entering 17.02.17y. №10718)
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "London-Almaty", JSC
Insurance organizations
08.02.2017
37-1-05/139
Limited enforcement action
Written prescription
The nature of a breach:
1. Written prescription was applied due to in the submission to the authorized body false report
Date of performance:
20.02.2017
Статья/пункты НПА, Статья КоАП:
Note:
Еxecuted
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
09.02.2017
30-1-07/632
Limited enforcement action
Written prescription
The nature of a breach:
1. For the failure of the insurance payments
Date of performance:
27.02.2017
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Amanat", JSC
Insurance organizations
09.02.2017
37-1-05/147
Limited enforcement action
Written warning
The nature of a breach:
1. for non-execution of actions of the plan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
10.02.2017
65-40-11/456
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
13.03.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
-
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
15.02.2017
170000803000081
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907 600 тенге
The nature of a breach:
1. administrative sanction was applied due to violation of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of proceeds from crime and financing of terrorism in terms of suspension and failure to conduct transactions subject to financial monitoring, and providing information on transactions subject to financial monitoring
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
