Measures being imposed

388 850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Павлодарский филиал (Павлодар)

388 850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

05.02.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Павлодарский филиал (Павлодар)

388 850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

05.02.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Павлодарский филиал (Павлодар)

388 850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

05.02.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Павлодарский филиал (Павлодар)

388 850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

05.02.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Павлодарский филиал (Павлодар)

388 850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

05.02.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Павлодарский филиал (Павлодар)

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

08.02.2020

1. Статья: 464 Пункт: 1 - Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Concerning observance of requirements of the foreign exchange legislation

Актюбинский филиал (Актобе)

378750 тенге

1. Impeding to civil servants of the bodies of state control and supervision in performing their official duties in accordance with their competence being expressed in a refusal to represent necessary documents and other details

1. Статья: 462 Пункт: 1 - The Code of Administrative Offenses

1. LAW CONCERNING THE NATIONAL BANK OF THE REPUBLIC OF KAZAKHSTAN

Восточно-Казахстанский филиал (Усть-Каменогорск)

441 875 (четыреста сорок одна тысяча восемьсот семьдесят) тенге

1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminally obtained incomes and the financing of terrorism in terms of documenting, storing and providing information about transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities

1. Статья: 214 Пункт: 2 - "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

388 850 (триста восемьдесят восемь тысяч восемьсот пятьдесят) тенге

1. Violation by the entities of financial monitoring of the legislation of the Republic of Kazakhstan on countering the legalization (laundering) of criminally obtained incomes and the financing of terrorism in terms of documenting, storing and providing information about transactions subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficial owners, suspension and refusal to conduct operations subject to financial monitoring, protection of documents received in the process its activities

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)