«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
04.01.2017
1
Limited enforcement action
Written agreement
The nature of a breach:
1. For failure the Plan for measures of early reaction
Date of performance:
01.07.2017
Статья/пункты НПА, Статья КоАП:
Note:
Executed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. Announcement or publication of the insurance (reinsurance) organization and insurance broker in the media advertising, that do not correspond to reality on the day of publication
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 11
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004000
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
106 050тг.
The nature of a breach:
1. Violation of the conditions for the proper documentation, storage of documents, accomodation copies of licenses to carry out insurance business, as well as violation of the rules of registration and storage of insurance documentation blanks, work with cash
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 10
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803003962
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
848 400тг.
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004008
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false information
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004007
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false information
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004004
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100тг.
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004003
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100тг.
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company failed as well as improper fulfillment of other conditions of insurance contracts
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803004002
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
212 100тг.
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company failed improper fulfillment of other conditions of insurance contracts
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803003964
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
