Measures being imposed

1 361 400 тенге

1. The administrative offense was reflected in the re-compiling within a year after the imposition of an administrative penalty on reporting which led to a distortion of the indicators contained in it on compliance with prudential standards.

15.09.2017

1. Статья: 228 Пункт: 13 - Of Administrative Violations Code of the Republic of Kazakhstan

Implemented

1. Concerning regulation of financial sector

Центральный аппарат

1 361 400 тенге

1. Аdministrative sanction was applied due to in the re-compiling during the year preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits

05.09.2017

1. Статья: 228 Пункт: 13 - Of Administrative Violations Code of the Republic of Kazakhstan

Implemented

1. Concerning regulation of financial sector

Центральный аппарат

1. For violation of the procedure for presenting data on changes in the composition of executive officers

1. Статья: 3 - Of the Rules for issuing consent to the appointment (election) of executives of financial organizations, banking, insurance holdings, the joint-stock company "Insurance Guarantee Fund" аnd a list of documents required for obtaining consent

1. Concerning regulation of financial sector

Центральный аппарат

4538000

1. Administrative sanctions resulted in the provision of false reporting to the authorized body, preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits and repeated (two or more times during the twelve consecutive calendar months) violation of prudential standards established by the National Bank

08.09.2017

1. Статья: 228 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan
2. Статья: 228 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan
3. Статья: 228 Пункт: 5 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

Центральный аппарат

453 800 тенге

1. "Аdministrative sanction was applied due to in the submission to the authorized body false report "

26.09.2017

1. Статья: 228 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan

Implemented

1. Concerning regulation of financial sector

Центральный аппарат

113 450 тенге

1. Аdministrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.

26.09.2017

1. Статья: 228 Пункт: 6 - Of Administrative Violations Code of the Republic of Kazakhstan

Implemented

1. Concerning regulation of financial sector

Центральный аппарат

1. For untimely execution of the plan of measures

29.12.2017

Executed

1. Concerning regulation of financial sector

Центральный аппарат

907600

1. administrative sanction was applied due to in the submission to the authorized body false statements

29.09.2017

1. Статья: 228 Пункт: 2 - Of Administrative Violations Code of the Republic of Kazakhstan

implemented

1. Concerning regulation of financial sector

Центральный аппарат

2722800

1. Аdministrative sanction was applied due to in the re-compiling during the year preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits

29.09.2017

1. Статья: 228 Пункт: 13 - Of Administrative Violations Code of the Republic of Kazakhstan

implemented

1. Concerning regulation of financial sector

Центральный аппарат

1815200

1. Аdministrative sanction was applied due to the reporting that led to the distortion of the contained information on compliance of prudential standards.

29.09.2017

1. Статья: 228 Пункт: 12 - Of Administrative Violations Code of the Republic of Kazakhstan

implemented

1. Concerning regulation of financial sector

Центральный аппарат