«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
21.09.2017
№33-1-07/1163
Limited enforcement action
Written warning
The nature of a breach:
1. For failure to comply with the requirements of paragraph 2.1.12 Written agreement №3 from 28.06.2017.
Статья/пункты НПА, Статья КоАП:
Note:
not required
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Kazakhmys", JSC
Insurance organizations
22.09.2017
33-4-07/1173
Limited enforcement action
Written warning
The nature of a breach:
1. For incorrect calculation of the insurance reserves
Статья/пункты НПА, Статья КоАП:
1.
Статья: 48
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
26.09.2017
№33-1-07/1214
Limited enforcement action
Written prescription
The nature of a breach:
1. For inaccurate accounting of receivables
Date of performance:
02.10.2017
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000834, 170000803000838, 170000803000839, 170000803000841
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1815200
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false data
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000837
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000842
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907600
The nature of a breach:
1. Preparation statements that led to the distortion it contains indicators or information on compliance with prudential standards and (or) other mandatory standards and limits
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000835, 170000803000840
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
453800
The nature of a breach:
1. administrative offense resulted in the accounting of the violation of the requirements established by the legislation of the Republic of Kazakhstan on accounting and financial reporting, and methods (principles) accounting, which led to a distortion of the financial statements
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 239
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000822-170000803000826, 170000803000831-170000803000833
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
907600
The nature of a breach:
1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "Centras Insurance", JSC
Insurance organizations
28.09.2017
170000803000810-170000803000821, 170000803000827-170000803000830
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
7260800
The nature of a breach:
1. The administrative offense was expressed in the conclusion of the contract of obligatory insurance on the conditions which are not conforming to requirements of the legislation of the Republic of Kazakhstan
Date of performance:
03.11.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 230
Пункт: 4
-
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
02.10.2017
33-3-22/1416
Limited enforcement action
Written agreement
The nature of a breach:
1. For the failure to comply with the plan of measures on elimination of the factor influencing deterioration of the financial situation of insurance companies
Date of performance:
01.04.2018
Статья/пункты НПА, Статья КоАП:
Note:
not perfomed
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
