«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
09.01.2017
№160000803003963
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
09.01.2017
№160000803003959
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
106 050тг.
The nature of a breach:
1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 6
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
09.01.2017
№160000803003958
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Life Insurance Company State Annuity Company", JSC
Insurance organizations
09.01.2017
№160000803003957
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
424 200тг.
The nature of a breach:
1. administrative offence resulted in the implementation of the insurance (reinsurance) organization, transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Статья/пункты НПА, Статья КоАП:
1.
Статья: 228
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
12.01.2017
37-1-05/35
Limited enforcement action
Written warning
The nature of a breach:
1. According to a particular definition of the Pavlodar City Court 03.11.2016y.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Insurance Company "TransOil", JSC
Insurance organizations
13.01.2017
37-5-07/42
Limited enforcement action
Written prescription
The nature of a breach:
1. For incorrect calculation of the insurance reserve
Date of performance:
23.01.2017
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
- Of Decision №76 of 6 May 2014 of the Board of the NBRK
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
«KazakhExport» Export insurance company, JSC
Insurance organizations
13.01.2017
№37-1-05/48
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely execution of the written prescription № 37-2-15/1195 от 16.09.2016г.
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
16.01.2017
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
226900 тенге
The nature of a breach:
1. administrative sanction was applied due to the fact that the Insurance company delayed in producing insurance payments
Статья/пункты НПА, Статья КоАП:
1.
Статья: 229
Пункт: 1
- Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning observance of financial consumer's rights
Name of Regional Branch of National Bank of Kazakhstan / Department:
Актюбинский филиал (Актобе)
«Insurance Company «Kompetenz», JSC (renamed from "Insurance Company "Аllianz Кazakhstan", JSC)
Insurance organizations
17.01.2017
160000803004006
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 908 900тг.
The nature of a breach:
1. Failure of responsibilities for the implementation of internal control rules and programs of its realization by financial monitoring subject
Статья/пункты НПА, Статья КоАП:
1.
Статья: 214
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Grain Insurance Company", JSC
Insurance organizations
19.01.2017
27-5-04/37
Limited enforcement action
Written warning
The nature of a breach:
1. The failure to file the financial statements and other types of reporting on time
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
