Measures being imposed

1. violation of the organization of exchange operations with cash foreign currency

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Филиал в области Жетісу (город Талдыкорган)

1. Violation of currency legislation

1. Статья: 49 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
2. - The Resolution of Board of NB of RK № 178 dated 24.09.2014

1. Rules of org-n of exchange operations with available foreign currency in RK №49 // the Resolution of Board of NB of RK № 178 dated 24.09.2014

Жамбылский филиал (Тараз)

1. Violation of currency legislation and legislation of the Republic of Kazakhstan about accounting

1. Статья: 49, 63 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
2. Статья: 40, 52 - Rules of organization of exchange operations with available foreign currency in Republic of Kazahstan, ratified by the decision of Rule of National bank of republic of Kazakhstan from 16.07.2014 № 144
3. Статья: 7 Пункт: 4 - The Law of the RK «On Accounting and Financial Reporting»
4. - The Resolution of Board of NB of RK № 178 dated 24.09.2014

1. Rules of org-n of exchange operations with available foreign currency in Republic of Kazakhstan №49 // The Law of the RK «On Accounting and Financial Reporting» // resolution Of the Board of the National Bank of Kazakhstan № 178 dated 24.09.2014

Жамбылский филиал (Тараз)

1. For violation of the legislation Repablic of Kazakhstan on accounting and financial reporting, violation of the organization of exchange operations with cash foreign currency

20.12.2019

1. Rules of org-n of exchange operations with available foreign currency in Republic of Kazakhstan №49 // The Law of the RK «On Accounting and Financial Reporting» // resolution Of the Board of the National Bank of Kazakhstan № 178 dated 24.09.2014

Филиал в области Жетісу (город Талдыкорган)

1. Violation of currency legislation and legislation of the Republic of Kazakhstan about accounting

1. Статья: 33, 34, 49 - Rules of organization of exchange operations with available foreign currency, ratified by the decision of Rule of National bank of republic of Kazakhstan from 04.04.2019 №49
2. Статья: 53 - Rules of organization of exchange operations with available foreign currency in Republic of Kazahstan, ratified by the decision of Rule of National bank of republic of Kazakhstan from 16.07.2014 № 144
3. Статья: 7 Пункт: 4 - The Law of the RK «On Accounting and Financial Reporting»
4. - The Resolution of Board of NB of RK № 178 dated 24.09.2014

1. Rules of org-n of exchange operations with available foreign currency in Republic of Kazakhstan №49 // The Law of the RK «On Accounting and Financial Reporting» // resolution Of the Board of the National Bank of Kazakhstan № 178 dated 24.09.2014

Жамбылский филиал (Тараз)

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

23.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Павлодарский филиал (Павлодар)

1. - paragraph 33 of Regulation No. 49, in part of regarding the failure to fulfill the requirements for the premises, equipment, personnel of the exchange office (with the exception of the automated exchange office) established by paragraph 11 of Regulation No. 49

1. Статья: 33 - Regulation No. 49

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Восточно-Казахстанский филиал (Усть-Каменогорск)

202 000,00

1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Статья: 464 Пункт: 1 - The Code of Administrative Offenses

violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity

1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49

Карагандинский филиал (Караганда)

1. Violation of a procedure for representing reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency, as well as information and documents confirming occurrence of the circumstances that have an impact on terms and conditions for repatriation of the national and foreign currency

1. Статья: 243 Пункт: 1 -

Provision of unreliable reporting on exchange transactions with cash foreign currency.

1. Concerning observance of requirements of the foreign exchange legislation

Жамбылский филиал (Тараз)

388850

1. Violation by the subjects of financial monitoring of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing of terrorism in terms of documenting, storing and providing information on transactions, subject to financial monitoring, their clients, due diligence of clients (their representatives) and beneficiary owners, taking measures to freeze operations with money and (or) other property, refusal to establish business relations and conducting operations with money and (or) other property, suspension of operations subject to financial monitoring, protection of documents, obtained in the process of its activities

23.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Павлодарский филиал (Павлодар)