Measures being imposed

388 850 (триста восемьдесят восемь тысяч восемьсот пятьдесят) тенге

1. Violation of the legislation of the Republic of Kazakhstan on counteracting the legalization (laundering) of proceeds from crime and the financing of terrorism has committed a violation of the provision of information and information to the authorized body when conducting transactions with money subject to financial monitoring in the course of its activities.

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Violation of the legislation of the Republic of Kazakhstan on counteracting the legalization (laundering) of proceeds obtained through extortion, and the financing of terrorism, has committed a violation of the obligations to fulfill the Internal Control Rules of the LLP

1. Статья: 214 Пункт: 2 - "Non-fulfillment of obligations by the subjects of financial monitoring on development, adoption and (or) execution of internal control rules and programs for its implementation, or non-compliance of internal control rules with the requirements of the legislation of the Republic of Kazakhstan on counteraction to legalization (laundering) of incomes, received by criminal means and financing terrorism shall

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

388 850 (триста восемьдесят восемь тысяч восемьсот пятьдесят) тенге

1. Violation of the legislation of the Republic of Kazakhstan on counteracting the legalization (laundering) of proceeds of crime and the financing of terrorism has committed a violation of the documentary recording of information about customers, due diligence of customers (their representatives) and beneficial owners when conducting transactions with money subject to financial monitoring in the process their activities.

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

388 850 (триста восемьдесят восемь тысяч восемьсот пятьдесят) тенге

1. Violation of the legislation of the Republic of Kazakhstan on counteracting the legalization (laundering) of proceeds of crime and the financing of terrorism has committed a violation of the documentary recording of information about customers, due diligence of customers (their representatives) and beneficial owners when conducting transactions with money subject to financial monitoring in the process their activities.

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1.

Восточно-Казахстанский филиал (Усть-Каменогорск)

1. Submission of unreliable report

1. - Submission of unreliable, as well as incomplete report, according to the Annex 11-1 form to the NBK Board decree on September 24, 2014 No. 178 "On approval of the list, forms, deadlines for reporting by organizations performing the certain types of banking operations and the Rules for their submission"

1.

Центральный филиал (Нур-Султан)

1. недостоверная отчетность по форме 11-1 к Постановлению №178

1. Статья: 4-1 - Постановление №178 от 24.09.2014г.

1.

Центральный филиал (Нур-Султан)

1. Статья: 218 Пункт: 5 - The Code of Administrative Offenses

1.

Южно-Казахстанский филиал (Шымкент)

555 500 тенге

1. Narwşenïe swbektamï of Financial Monitoring zakonodatelstva the Republic of Kazakhstan o protïvodeystvïï legalïzacïï (otmıvanïyu) doxodov, polwçennıx prestwpnım way, and fïnansïrovanïyu terrorism parts dokwmentalnogo fïksïrovanïya, storage and predostavlenïya computer, rev operations, podlejaşçïx fïnansovomw monïtorïngw Their klïentax, nadlejaşçey Check customers (Their predstavïteley) and beneficial Provisions, Provisions and Refunds from Operations Provisioning, Submission of Financial Monitoring, Securities Documentation, Completed Processes its own deity

28.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta

Алматинский городской филиал (Алматы)

1. violation of the deadline for submission of information

24.01.2020

1. Статья: 214 Пункт: 1 - The Code of Administrative Offenses

1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta

Южно-Казахстанский филиал (Шымкент)

1. Untimely representation of reporting on executed registration certificates or certificates on notification or on currency monitoring, on exchange operations with cash foreign currency

1. Статья: 218 Пункт: 5 - The Code of Administrative Offenses

1. Law of the Republic of Kazakhstan dated 28.08.2009 “On Counteracting Legalization (Laundering) of Proceeds from Crime and Financing of Terrorism”, Rules for the organization of exchange operations with foreign currency in cash in the Republic of Kazakhsta

Южно-Казахстанский филиал (Шымкент)