“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
31.12.2014
38-2-04/2971
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
20.01.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
31.12.2014
38-2-04/2972
Limited enforcement action
Written warning
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Agrarian Credit Corporation”, JSC
Organizations with state as a sole shareholder
31.12.2014
38-2-04/2972
Limited enforcement action
Written prescription
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Oil Insurance Company", JSC
Insurance organizations
23.07.2013
66-5-1-08/1769
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
31.07.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Astana-Finance" Bank", JSC
Second tier banks
19.05.2009
58
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company repeatedly violated the specified prudential normative and (or) other mandatory norms and limits
Date of performance:
19.05.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
19.05.2009
71
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
127300
The nature of a breach:
1. administrative sanction was applied due to the fact of repeatedly violation of the requirements specified to it by the legislation
Date of performance:
19.05.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
19.05.2009
08-01-06/2965
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of the paragraph 1 and 2 Article 31 of the Banking Law.
Date of performance:
01.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Objection letter was provided by the bank №01-86-7-1/2506 of 29.05.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
19.05.2009
04-02-04/1914
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for incorrect annual effective fee rate provision and for violation of prudential requirements.
Date of performance:
04.06.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
20.05.2009
05-02-09/2486
Limited enforcement action
Written prescription
The nature of a breach:
1. As per paragraph 2 Article 63 Law of the Republic of Kazakhstan on securities market written order was issued to the bank for violation of Rules about the performance of brokerage and dealership activities in securities market.
Date of performance:
27.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 2/2715 of 27.05.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
20.05.2009
04-01-08/1942
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of subpoint 2) Article 40 of the Banking Law of the Republic of Kazakhstan about granting blank loans to related party.
Date of performance:
25.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №860 of 25.05.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
