"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
31.07.2009
13-01-21/594
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Bank has submitted the letter №02ММ-33-8-2/3987 of 17.08.09г. with comments to the remarks of the Working Group with enclosure of copies of documents.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
29.08.2013
67-1-1-07/6830
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Grain Insurance Company", JSC
Insurance organizations
02.09.2013
66-5-1-08/2317
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
20.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«KazakhExport» Export insurance company, JSC
Insurance organizations
03.09.2013
66-4-3-20/3696
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
08.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
05.09.2013
204
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. Official (Bezsonova-Abdurafieva N.A.) committed administrative sanction was applied due to in part of the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan.
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
05.09.2013
203
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. Official (Bezsonova-Abdurafieva N.A.) committed administrative sanction was applied due to in part of the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan.
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
05.09.2013
206
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in a violation of the insurance (reinsurance) organization established by the legislation of the Republic of Kazakhstan on insurance and insurance activity conditions for proper documentation, storage of documents
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 9
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
05.09.2013
207
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in the view of the insurance (reinsurance) organization to the authorized body false statements.
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
05.09.2013
208
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in the violation of working with cash
Date of performance:
05.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 9
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
06.09.2013
66-2-3-06/3756
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
