Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
27.08.2009
04-01-14/3745
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
03.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
01.09.2009
05-02-09/4175
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank of inspection results.
Date of performance:
11.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
14.09.2009
13-01-21/703
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for not taking appropriate actions to correct violations, specified of subpoint 1) and 2) of the Written order №13-01-21/593 as of 31 July, 2009 concerning correction of violations revealed during the Inspection of the Working Group with participation of the specialists of RK Prosecutor General's Office, RK National Security Committee, Financial Police and the Agency. The Inspection was carried out with the aim to clarify whether or not the means of the National Fund had been used according to their destination.
Date of performance:
18.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
14.09.2009
13-01-21/705
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for not taking appropriate actions to correct violations, specified of subpoint 1) and 2) of the Written order №13-01-21/593 as of 31 July, 2009 concerning correction of violations revealed during the Inspection of the Working Group with participation of the specialists of RK Prosecutor General's Office, RK National Security Committee, Financial Police and the Agency. The Inspection was carried out with the aim to clarify whether or not the means of the National Fund had been used according to their destination.
Date of performance:
18.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
14.09.2009
13-01-21/706
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for not taking appropriate actions to correct violations, specified of subpoint 1) and 2) of the Written order №13-01-21/593 as of 31 July, 2009 concerning correction of violations revealed during the Inspection of the Working Group with participation of the specialists of RK Prosecutor General's Office, RK National Security Committee, Financial Police and the Agency. The Inspection was carried out with the aim to clarify whether or not the means of the National Fund had been used according to their destination.
Date of performance:
18.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
14.09.2009
13-01-21/704
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for not taking appropriate actions to correct violations, specified of subpoint 1) and 2) of the Written order №13-01-21/593 as of 31 July, 2009 concerning correction of violations revealed during the Inspection of the Working Group with participation of the specialists of RK Prosecutor General's Office, RK National Security Committee, Financial Police and the Agency. The Inspection was carried out with the aim to clarify whether or not the means of the National Fund had been used according to their destination.
Date of performance:
18.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
14.09.2009
04-01-08/3744
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
11.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
14.09.2009
13-01-21/707
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for not taking appropriate actions to correct violations, specified of subpoint 1) and 2) of the Written order №13-01-21/593 as of 31 July, 2009 concerning correction of violations revealed during the Inspection of the Working Group with participation of the specialists of RK Prosecutor General's Office, RK National Security Committee, Financial Police and the Agency. The Inspection was carried out with the aim to clarify whether or not the means of the National Fund had been used according to their destination.
Date of performance:
18.09.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
09.09.2013
66-5-1-08/2507
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet report|
Date of performance:
25.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Коmmesk-Оmir", JSC
Insurance organizations
11.09.2013
4
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
31.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
