"Insurance Company "NOMAD Insurance" , JSC
Insurance organizations
25.07.2013
66-5-1-08/1815
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
29.07.2013
66-5-1-08/1843
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
13.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
21.05.2009
02-04-32/2034
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
22.05.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
21.05.2009
08-02-02/3071
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was requested from the bank for violation of subpoint 4) paragraph 10 of Rules on banks loans documentation.
Date of performance:
02.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №02/4929 of 02.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
29.07.2013
66-4-3-20/2830
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
03.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
01.08.2013
144
Sanctions and other administrative penalties
Not specified
Punishment awarded:
346200
The nature of a breach:
1. administrative sanction was applied due to in the violations of legislation during conclusion of contracts of compulsory insurance
Date of performance:
01.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
21.05.2009
02-04-32/2034
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for provision of incorrect information.
Date of performance:
22.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №13-1-2/4939 of 22.05.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
01.08.2013
145
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
01.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
21.05.2009
05-02-13/2525
Limited enforcement action
Written prescription
The nature of a breach:
1. As per paragraph 5 of the Rules about the performance activities associated with managing investment portfolio, written order was issued to the bank.
Date of performance:
29.05.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 18/2756 of 28.05.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
01.08.2013
146
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. administrative sanction was applied due to in the event of late insurance payment
Date of performance:
01.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
