"Eximbank Kazakhstan”, JSC
Second tier banks
14.09.2009
04-01-08/3970
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for discrepancy of requirements Resolution of the Board # 128 "About establishment of rating agencies and required minimum rating for bounds with which the banks may deal and also required minimum country rating for goverment bonds with which the banks may realize broker and (or) dealer activity".
Date of performance:
14.10.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 02-1800/4086 of 21.09.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
25.09.2009
04-01-08/4223
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements of a Resolution of the Board # 128 "About establishment of rating agencies and required minimum rating for stock with which the banks may realize dealership, and also required minimum country rating with which the banks may realize dealership on securities on realization of broker and (or) dealer activity ".
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
28.09.2009
08-02-06/6880
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
05.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
12.09.2013
214
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. official (Meiramgazinova A.B.)committed administrative sanction was applied due to in the conclusion of insurance (reinsurance) organization of the contract of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
05.10.2009
04-01-08/4468
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
12.09.2013
215
Sanctions and other administrative penalties
Not specified
Punishment awarded:
685437
The nature of a breach:
1. Organization committed an administrative sanction was applied due to in the conclusion of insurance (reinsurance) organization of the contract of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan, namely in the insurance of objects of mandatory insurance insurance not subject to insurance
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
05.10.2009
04-01-08/4468
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-compliance of bank capital value with requirements of minimal value of bank capital established by a Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
05.10.2009
04-01-08/4490
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-compliance of bank capital value with requirements of minimal value of bank capital established by a Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
12.09.2013
205
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. administrative sanction was applied due to in the incorrect implementation of other provisions of the concluded insurance contracts.
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
12.09.2013
221
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. official (Meiramgazinova A.B.)committed administrative sanction was applied due to in the conclusion of insurance (reinsurance) organization of the contract of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
