"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.05.2009
04-01-08/1969
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, the Agency and the Bank concluded a written agreement to improve the situation in the Bank.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
until recapitalization Plan is fulfilled
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
02.08.2013
66-5-1-08/1900
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
16.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
22.05.2009
04-01-08/1970
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
10.07.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
26.05.2009
04-01-08/2036
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 55 of the Banking Law of the Republic of Kazakhstan about publication of balance, profit and loss account, unapproved by annual stockholders' meeting.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "First Heartland Bank" (renamed from JSC "Bank ExpoCredit")
Second tier banks
26.05.2009
04-01-08/2033
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 55 of the Banking Law of the Republic of Kazakhstan about publication of balance, profit and loss account, unapproved by annual stockholders' meeting.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
26.05.2009
85
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
1. administrative sanction was applied due to the fact of violation of the order of fulfillment of securities transactions
Date of performance:
26.05.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
26.05.2009
04-01-08/2032
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 55 of the Banking Law of the Republic of Kazakhstan about publication of balance, profit and loss account, unapproved by annual stockholders' meeting.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
28.05.2009
04-01-08/2084
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 55 of the Banking Law of the Republic of Kazakhstan about publication of balance, profit and loss account, unapproved by annual stockholders' meeting.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
05.08.2013
66-4-3-20/3043
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
10.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
02.06.2009
90
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
152760
The nature of a breach:
1. administrative sanction was applied due to submission of misleading information on reporting on its activities to the Authorized Agency
Date of performance:
02.06.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
