JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
05.10.2009
04-01-08/4488
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-compliance of bank capital value with requirements of minimal value of bank capital established by a Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
12.09.2013
220
Sanctions and other administrative penalties
Not specified
Punishment awarded:
2507000
The nature of a breach:
1. Organization committed administrative sanction was applied due to in the conclusion of insurance (reinsurance) organization of the contract of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan, namely in establishing the amount of the sums insured and premiums other than that stipulated by the laws of the Republic of Kazakhstan on compulsory types of insurance
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
05.10.2009
08-02-06/7045
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of requested documents in fixed terms.
Date of performance:
09.10.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №20/4716 of 01.10.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
05.10.2009
04-01-08/4486
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements of a Resolution of the Board # 128 "About establishment of rating agencies and required minimum rating for stock with which the banks may realize dealership, and also required minimum country rating with which the banks may realize dealership on securities on realization of broker and (or) dealer activity ".
Date of performance:
05.11.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank № 1783 of 19.10.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Tengri Bank» JSC, (former - "Subsidiary Bank "«Punjab National Bank-Kazakhstan», JSC)
Second tier banks
05.10.2009
04-01-08/4489
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-compliance of bank capital value with requirements of minimal value of bank capital established by a Resolution of the Board # 140 dated 02.09.2008.
Date of performance:
30.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
12.09.2013
219
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in the view of the insurance (reinsurance) organization to the authorized body false statements.
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
12.09.2013
223
Sanctions and other administrative penalties
Not specified
Punishment awarded:
6148
The nature of a breach:
1. administrative sanction was applied due to in the implementation of transactions and operations in violation of the legislation of the Republic of Kazakhstan on insurance and insurance activities.
Date of performance:
12.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary of Halyk Bank of Kazakhstan "Halyk" Insurance Company", JSC (renamed from “Halyk – Kazakhinstrakh” Subsidiary Insurance Company of the Halyk Bank Kazakhstan», JSC)
Insurance organizations
13.09.2013
66-4-3-20/3978
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
29.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
13.09.2013
66-4-3-20/3986
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
26.11.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
17.09.2013
217
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. official (Keshebaeva L.D.)committed administrative sanction was applied due to in the conclusion of the Organization contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
17.09.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
