"Bank CenterCredit", JSC
Second tier banks
04.06.2009
91
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
1. administrative sanction was applied due to multiple (two and more time within the consecutive calendar months) violation by the Banks of the requirements set by the legislation to its activity
Date of performance:
04.06.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 197-1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
06.08.2013
2
Limited enforcement action
Written agreement
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
06.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
07.08.2013
66-6-4-04/1739
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
21.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
05.06.2009
08-01-06/3513
Limited enforcement action
Commitment letter
The nature of a breach:
1. Commitment letter was requested from the bank for violation of subpoint 2) paragraph 10 and subpoint 6) paragraph 25 of Rules on banks loans documentation.
Date of performance:
18.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 23328 of 23.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
07.08.2013
66-6-4-04/1736
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
04.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
08.08.2013
156
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to, in adopting the insurance agent from the policyholder payment by cash in the payment of the insurance premium.
Date of performance:
08.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 9
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
08.06.2009
04-01-08/2253
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of Article 55 of the Banking Law of the Republic of Kazakhstan about publication of balance, profit and loss account, unapproved by annual stockholders' meeting.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
08.08.2013
155
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. administrative sanction was applied due to in the event of late insurance payment.
Date of performance:
08.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
10.06.2009
04-01-08/2318
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
18.06.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Insurance Company "Jýsan Garant" JSC (renamed from - Subsidiary "Tsesnabank" JSC Insurance Company "Tsesna Garant" JSC)
Insurance organizations
08.08.2013
154
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
1. administrative sanction was applied due to in the event of late insurance payment.
Date of performance:
08.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 174
Пункт: 2
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
