«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
16.08.2013
66-4-3-20/3305
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
24.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
16.06.2009
86
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company submitted misleading data (information) to the Authorized Agency
Date of performance:
16.06.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
18.06.2009
05-02-13/2960
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of professional activity in the securities market following on-site inspection report.
Date of performance:
29.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №06-5936 of 29.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
20.08.2013
66-5-1-08/2172
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
28.08.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«STANDARD» Insurance Company», JSC (renamed from - "Insurance Company "Astana - Finance" JSC)
Insurance organizations
21.08.2013
66-5-1-08/2188
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
10.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
18.06.2009
05-02-13/2966
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank following on-site inspection report, to provide a plan of action.
Date of performance:
29.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 06-5936 of 25.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
22.08.2013
174
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in the submission to the authorized body false statements
Date of performance:
22.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
18.06.2009
04-02-08/2476/12348
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for provision of incorrect information during on-site inspection report.
Date of performance:
24.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №12-1-3/2585 of 24.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.06.2009
05-02-13/3004
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank following on-site inspection report, to provide a plan of action.
Date of performance:
30.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Not implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
22.08.2013
180
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
Date of performance:
22.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 5
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
