"Insurance Company "London-Almaty", JSC
Insurance organizations
17.09.2013
66-5-1-08/2602
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
31.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
06.10.2009
04-03-04/4495
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order for bank was issued for not providing information necessary for on-site inspection.
Date of performance:
07.10.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
07.10.2009
04-01-08/4563
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for violation of requirements of a Resolution of the Board # 128 "About establishment of rating agencies and required minimum rating for stock with which the banks may realize dealership, and also required minimum country rating with which the banks may realize dealership on securities on realization of broker and (or) dealer activity ".
Date of performance:
06.11.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №32/4881 of 09.10.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Life Insurance Company of the BTA Bank "BTA Life", JSC
Insurance organizations
25.09.2013
66-5-2-07/2679
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
07.10.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
09.10.2009
151
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company fails to comply with obligations, set by the Authorized Agency by means of application restricted impact measures
Date of performance:
09.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
28.09.2013
36
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1 016 350KZT
The nature of a breach:
1. administrative administrative sanction was applied due to in a violation of the insurance organization established standards and methods (principles) of accounting|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 10
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Nomad Life", JSC (renamed from "Astana-Finance" Life Insurance Company", JSC)
Insurance organizations
30.09.2013
66-5-2-07/2745
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
07.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
09.10.2009
152
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
64800
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company fails to comply with obligations, set by the Authorized Agency by means of application restricted impact measures
Date of performance:
09.10.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 2
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Alliance-Policy", JSC
Insurance organizations
30.09.2013
66-5-1-08/2744
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet report
Date of performance:
10.10.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
12.10.2009
04-01-08/4651
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
12.11.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
