"Insurance Company "Amanat", JSC
Insurance organizations
09.09.2013
66-5-1-08/2507
Limited enforcement action
Commitment letter
The nature of a breach:
1. For the failure to meet report|
Date of performance:
25.09.2013
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
31.07.2009
13-01-21/596
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
On the 5th August 2009 the Board of Agency has approved prolongation the date of submitting to the Agency a Restructuring and recapitalization plan till 18th September 2009.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
31.07.2009
13-01-21/593
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
31.07.2009
04-01-08/3316
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
31.07.2009
13-01-21/597
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
31.07.2009
04-01-08/3317
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
31.07.2009
13-01-21/595
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
31.07.2009
04-01-08/3315
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
04.08.2009
04-01-08/3387
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for execution of Bostandyk district Court in Astana city Ruling.
Date of performance:
14.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Objection letter was provided by the bank №14.1-18/4523 of 13.08.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary JSC Bank VTB (Kazakhstan)
Second tier banks
06.08.2009
02-03-14/3030/15819
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of the domestic assets coefficient as of 1 August 2009. |
Date of performance:
31.08.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №696-00 28.08.09)|
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
