"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
15.07.2008
05-01-14/4271
Limited enforcement action
Written prescription
The nature of a breach:
1. On compulsory for execution corrective actions, directed to eliminate violations and shortages, revealed during the inspection.
Date of performance:
05.08.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
15.07.2008
104
Limited enforcement action
Written agreement
The nature of a breach:
1. administrative sanction was applied due to untimely notification of Authorized Body on opening of branch
Date of performance:
15.07.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-2
-
Note:
In connection with pursuance of all banking duties in aptitude with condition of agreement, this enforcement measures was been canceled
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
18.07.2008
04-01-08/1720
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
25.07.2008
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
18.07.2008
04-01-08/1720
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law, written order was issued to the bank for violation of deadlines to publish the report.
Date of performance:
25.07.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by bank (reports are published at site and in newspaper)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
11.08.2008
05-01-18/4623
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
20.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank № 06-7748 of 19.08.08
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"EU Банк ("SB "Eurasian Bank", JSC )", JSC (renamed from «BankPozitiv Kazakhstan», JSC)
Second tier banks
14.08.2008
05-01-18/4696
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by providing electronic report on 19.08.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
AB "KAZAKHSTAN-ZIRAAT INTERNATIONAL BANK" JSC
Second tier banks
14.08.2008
05-01-18/4695
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
22.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by providing electronic report on 18.08.2008.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Citibank Kazakhstan", JSC
Second tier banks
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank №1-1627 of 29.08.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
26.08.2008
05-01-14/4595
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank, for non-provision of the reports in the electronic form, in compliance with paragraph 4-1 Decision of the Board of Agency #486 from 18.12.2002.
Date of performance:
29.08.2008
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter from the bank № 02-1900/2498 of 29.08.2008
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
04.09.2008
118
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
233600
The nature of a breach:
1. administrative sanction was applied due to the fact that the Bank failed to adhere to the prudential standards provided for by the authorized body.
Date of performance:
04.09.2008
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
