"Insurance Company "Salem", JSC (renamed from "Insurance Company "Alatau" JSC) - at the liquidation stage
Insurance organizations
26.08.2013
3
Limited enforcement action
Written agreement
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
15.04.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
14.07.2009
113
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
90720
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company repeatedly violated prudential norms set by the Authorized Agency
Date of performance:
14.07.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 4
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
14.07.2009
115
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
89110
The nature of a breach:
1. Administrative sanction was applied due to the fact that the Company failed to submit to the Agency information that doesn’t contain the data submission of which is required according to the banking legislation.
Date of performance:
14.07.2010
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
22.07.2009
05-02-13/3540
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of of subpoint 2) Article 44 of the Investment Fund Law.
Date of performance:
31.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 1сн-36-1-137/3630 of 30.07.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
28.07.2009
04-01-14/3244
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 39 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of paragraph 3 of Rules about settlement of transaction with owned bank's obligation and obligation outstanding by subsidiary organization of this bank, with liability which are guaranty by the bank.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
31.07.2009
13-01-21/597
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
31.07.2009
04-01-08/3316
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Amanat", JSC
Insurance organizations
27.08.2013
66-5-1-08/2260
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
30.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank CenterCredit", JSC
Second tier banks
31.07.2009
04-01-08/3318
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, according to the results of inspection held of the Working Group with participation of the specialists of the Office of the Procurator-General of the Republic of Kazakhstan, National Security Committee, Agency of the Republic of Kazakhstan on Fighting with Economic and Corruption Crimes as well as specialists of the Agency about the law and purpose using the funds, written order was issued to the bank to correct the revealed violations.
Date of performance:
17.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
29.08.2013
188
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in a violation of the insurance (reinsurance) organization established by the legislation of the Republic of Kazakhstan on insurance and insurance activity conditions for proper documentation, storage of documents
Date of performance:
29.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 9
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
