"Insurance Company "Kazakhmys", JSC
Insurance organizations
22.08.2013
180
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100KZT
The nature of a breach:
1. official (Dyatlova T.V.)committed administrative sanction was applied due to in the failure to execute obligations taken by it and the assigned by the authorized body by applying the restricted measures of influence|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 5
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
30.06.2009
04-01-14/2687/13106
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, for violation of the instructions on regulative and prudential normative requirements for second tier banks, written agreement was concluded which included some measures directed to improve the situation in the Bank.
Date of performance:
03.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
22.08.2013
179
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100KZT
The nature of a breach:
1. official (Dyatlova T.V.)committed administrative sanction was applied due to in the conclusion of contracts of compulsory insurance under conditions inconsistent with the requirements of the legislation of the Republic of Kazakhstan|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
30.06.2009
105
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
127300
The nature of a breach:
1. administrative sanction was applied due to the fact of submission to the Authorized Agency misleading information
Date of performance:
30.06.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
30.06.2009
106
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
127300
The nature of a breach:
1. Administrative sanction was applied due to submission to the Agency misleading information
Date of performance:
30.06.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
22.08.2013
178
Sanctions and other administrative penalties
Not specified
Punishment awarded:
86550
The nature of a breach:
1. administrative sanction was applied due to in a failure to provide the requested information to the authorized body on regulation and supervision of financial market and financial organizations
Date of performance:
22.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 173
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
07.07.2009
08-02-06/4781
Limited enforcement action
Written warning
The nature of a breach:
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
25.08.2013
67-1-1-01/6746
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
04.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
07.07.2009
08-02-06/4781
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of existing legislation of the Republic of Kazakhstan.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "TransOil", JSC
Insurance organizations
26.08.2013
67-1-1-07/6738
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
04.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
