"Eurasia" Insurance Company", JSC
Insurance organizations
22.08.2013
180
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
Date of performance:
22.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 5
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
22.06.2009
04-02-08/2501
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of requested documents during on-site inspection report.
Date of performance:
25.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №06-5936 of 25.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
22.06.2009
04-02-08/2502
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-disclosure of information in related-parties report during on-site inspection report following on-site inspection report.
Date of performance:
01.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №45-6153 of 01.07.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasia" Insurance Company", JSC
Insurance organizations
22.08.2013
179
Sanctions and other administrative penalties
Not specified
Punishment awarded:
173100
The nature of a breach:
Date of performance:
22.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175
Пункт: 4
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Life Insurance Company "Standard Life" JSC (renamed "Life Insurance Company "Grandes" JSC)
Insurance organizations
22.08.2013
66-5-2-07/2203
Limited enforcement action
Written prescription
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
23.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
23.06.2009
04-01-14/2544
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for non-provision of requested documents.
Date of performance:
01.07.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №1401 of 30.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
23.06.2009
04-02-08/2551/12643
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for non-provision of requested documents during on-site inspection report.
Date of performance:
25.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented in on-site inspection process
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
29.06.2009
08-02-02/4127
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 39 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for incorrect reflection of annual effective interest rate in accessory contract.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
N/A
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Kazakhmys", JSC
Insurance organizations
22.08.2013
180
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
173 100KZT
The nature of a breach:
1. official (Dyatlova T.V.)committed administrative sanction was applied due to in the failure to execute obligations taken by it and the assigned by the authorized body by applying the restricted measures of influence|
Статья/пункты НПА, Статья КоАП:
1.
Статья: 172-2
Пункт: 5
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
30.06.2009
04-01-14/2687/13106
Limited enforcement action
Written agreement
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, for violation of the instructions on regulative and prudential normative requirements for second tier banks, written agreement was concluded which included some measures directed to improve the situation in the Bank.
Date of performance:
03.08.2009
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
