JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
10.06.2009
04-01-08/2313
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of minimal value of bank reserve capital.
Date of performance:
18.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №1267 of 17.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«Subsidiary Organization of the Nurbank JSC «Nurpolicy" Insurance Company», JSC
Insurance organizations
08.08.2013
66-5-1-08/2003
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
22.08.2013
Статья/пункты НПА, Статья КоАП:
Note:
Implemented
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
10.06.2009
08-01-06/3637
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for violation of subpoint 4) paragraph 4 of loan colleteral execution Procedure for SME projects approved by the Board of the bank.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
10.06.2009
04-01-14/2315
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of minimal value of bank reserve capital.
Date of performance:
18.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 03.3-06/3424 of 17.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "London-Almaty", JSC
Insurance organizations
14.08.2013
66-4-3-20/3250
Limited enforcement action
Commitment letter
The nature of a breach:
1. Breached the requirement of Kazakhstan Republic law
Date of performance:
24.09.2013
Статья/пункты НПА, Статья КоАП:
Note:
Partially fulfilled. Additional time - 02.10.2013
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
14.08.2013
185
Sanctions and other administrative penalties
Not specified
Punishment awarded:
155790
The nature of a breach:
1. administrative sanction was applied due to in the violation of financial organizations term of approval of the Executive officer
Date of performance:
14.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Kazinvestbank", JSC
Second tier banks
10.06.2009
04-01-14/2316
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of minimal value of bank reserve capital.
Date of performance:
18.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Objection letter was provided by the bank №02/2170 of 18.06.2009
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
12.06.2009
04-03-04/2351/11834
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank for non-provision of requested documents.
Date of performance:
15.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented in on-site inspection process
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Subsidiary Bank "Alfa-Bank", JSC
Second tier banks
15.06.2009
05-01-18/2913
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank for for non-provision of report resolution by Rules of reporting provision by organizations licensed for broker and dealer activities in securities market.
Date of performance:
24.06.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter № 073-24/1555 of 19.06.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Insurance Company "Centras Insurance", JSC
Insurance organizations
14.08.2013
186
Sanctions and other administrative penalties
Not specified
Punishment awarded:
155790
The nature of a breach:
1. administrative sanction was applied due to in the violation of financial organizations term of approval of the Executive officer
Date of performance:
14.08.2013
Статья/пункты НПА, Статья КоАП:
1.
Статья: 175-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
