"BTA Bank", JSC (renamed from "Bank TuranAlem", JSC)
Second tier banks
03.04.2009
02-03-14/1298
Limited enforcement action
Written prescription
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, written order was issued to the bank to correct the prudential requirements report by banking conglomerate in fixed terms.
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №11874 of 03.04.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
09.04.2009
04-11-699
Limited enforcement action
Commitment letter
The nature of a breach:
1. Сommitment letter was provided by the bank for provision of incorrect information to the Agency.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №04-11-699 of 09.04.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
10.04.2009
38
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
50920
The nature of a breach:
1. administrative sanction was applied due to the fact of submission to the Authorized Agency misleading information
Date of performance:
10.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
10.04.2009
37
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
50920
The nature of a breach:
1. administrative sanction was applied due to the fact of submission to the Authorized Agency misleading information
Date of performance:
10.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
13.04.2009
35
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
31825
The nature of a breach:
1. administrative sanction was applied due to submission to the Authorized body of information, submission of which is required according to the banking legislation
Date of performance:
13.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Halyk Bank of Kazakhstan", JSC
Second tier banks
13.04.2009
34
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
31825
The nature of a breach:
1. administrative sanction was applied due to submission to the Authorized body of information, submission of which is required according to the banking legislation of the Republic of Kazakhstan, as well as submission of misleading information
Date of performance:
13.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
14.04.2009
10-02-08/3712
Limited enforcement action
Written warning
The nature of a breach:
1. As per subpoint 2) paragraph 6, Article 29 of the Banking Law of the Republic of Kazakhstan, written notification was issued to the bank.
Date of performance:
01.01.1900
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (commitment letter 2460-1/222 of 23.04.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"ATFBank", JSC
Second tier banks
17.04.2009
08-01-02/2153
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank for violation of loan schedule for natural persons.
Date of performance:
30.04.2009
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter №14,1-18/2543 of 06.05.2009)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
17.04.2009
42
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
63650
The nature of a breach:
1. administrative sanction was applied due to submission to the Authorized body of information, submission of which is required according to the banking legislation
Date of performance:
17.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Temirbank" JSC
Second tier banks
17.04.2009
53
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
190950
The nature of a breach:
1. administrative sanction was applied due to the fact that the Company failed to perform its duties to indicate rate of remuneration in its accurate, annual, effective, measured calculation in the contracts concluded with the clients
Date of performance:
17.04.2009
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 12
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
