"Microfinancial organization "∑parta Capital" LLP
An organization engaged in microfinance activities
12.09.2018
65-40-12/3130
Limited enforcement action
Written prescription
The nature of a breach:
1. non-reliable reporting
Date of performance:
10.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 22
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
JSC "Группа компаний "RESMI"
Issuer
22.08.2013
130000803000182
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
519300
The nature of a breach:
1. Official committed an administrative offense, expressed in a violation by the Issuer of the terms and procedure of placement of the issued securities, established by the legislation of the Republic of Kazakhstan (Batyrgozhyn N. K.)
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
LLP "Мicrofinance organization" MiG Credit Astana"
An organization engaged in microfinance activities
13.09.2018
3-21027/2018
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
1683500,00
The nature of a breach:
1. incorrect execution of the MFI Borrower's Consent
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 2
- The Code of Administrative Offenses
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный филиал (Нур-Султан)
JSC "Группа компаний "RESMI"
Issuer
22.08.2013
130000803000181
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
692400
The nature of a breach:
1. Administrative sanction was applied in a violation by the Issuer of the terms and procedure of placement of the issued securities, established by the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"First Heartland Securities", JSC
Issuer
29.08.2013
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
346 200,00
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. On compliance with accounting and financial reporting standards
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
"Microfinancial organization " HeartAsiaCredit" LLP
An organization engaged in microfinance activities
17.09.2018
187500803000478
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
60125,00
The nature of a breach:
1. By results of inspection
Date of performance:
20.11.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 31-1
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
2. Статья: 463 Пункт: 1 - The Code of Administrative Offenses
2. Статья: 463 Пункт: 1 - The Code of Administrative Offenses
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Microfinancial organization "Atameken Kostanai" LLP
An organization engaged in microfinance activities
19.09.2018
59-8-32/2543
Limited enforcement action
Written prescription
The nature of a breach:
1. microcredit agreement nonconformity with the requirements of the Law of the Republic of Kazakhstan on Microfinance Organizations, the Law of the Republic of Kazakhstan On Payments and Payment Systems
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
Пункт: 5
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
2. Статья: 4 Пункт: пп.8 п.3 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
3. Статья: 4 Пункт: 6 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
4. Статья: 9-1 Пункт: 4, 5 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
5. Статья: 7 Пункт: пп.4-1 п.2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
6. Статья: 7 Пункт: 3 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
7. Статья: 9 Пункт: пп.1,2,3,4 п.1 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
8. Статья: 9 Пункт: 2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
9. Статья: 32 Пункт: 4 - The Law on Payments
2. Статья: 4 Пункт: пп.8 п.3 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
3. Статья: 4 Пункт: 6 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
4. Статья: 9-1 Пункт: 4, 5 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
5. Статья: 7 Пункт: пп.4-1 п.2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
6. Статья: 7 Пункт: 3 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
7. Статья: 9 Пункт: пп.1,2,3,4 п.1 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
8. Статья: 9 Пункт: 2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
9. Статья: 32 Пункт: 4 - The Law on Payments
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Microfinancial organization " HeartAsiaCredit" LLP
An organization engaged in microfinance activities
01.10.2018
52-14-18/5150
Limited enforcement action
Written prescription
The nature of a breach:
1. The absence of repayment schedules for standard contracts submitted under the notification
Date of performance:
30.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
Пункт: пп.6 п.3
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Алматинский городской филиал (Алматы)
Issuer
10.10.2013
130000803000244
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
692400
The nature of a breach:
1. Administrative sanction was applied in a violation by the Issuer of the terms and procedure of placement of the issued securities, established by the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
Issuer
10.10.2013
130000803000240
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
865500
The nature of a breach:
1. Administrative sanction was applied in a violation by the Issuer of the terms and procedure of placement of the issued securities, established by the legislation of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
1.
Статья: 196-1
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Центральный аппарат
