"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
23.07.2014
38-2-10/710
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Bank RBK" Bank" JSC (renamed from "Kazakhstan Innovational Сommercial Bank", JSC)
Second tier banks
23.07.2014
38-2-10/709
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the failure to comply with regulations.
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by the letter №23-05/9138 of 07.08.2014)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kazkommertsbank", JSC
Second tier banks
31.07.2014
13-1-01/1518
Limited enforcement action
Written prescription
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK written order was issued to bank for failure to meet requirements of the National Bank
Date of performance:
11.08.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
08.08.2014
140000803000471
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тенге
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000469
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. administrative sanction was applied to Official (Rimer N.G.) as a result of bank's submission of incorrect financial statements to the National Bank of Kazakhstan
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000467
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. administrative sanction was applied to Official (Krivtsova T.L.) as a result of failing to provide financial statements, containing summaries, required by Banking Legislation of the Republic of Kazakhstan
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000470
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied as a result of incorrect calculation of prudential standards
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 7
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000468
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied as a result of bank's submission of incorrect financial statements to the National Bank of Kazakhstan
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000466
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied as a result of failing to provide financial statements, containing summaries, required by Banking Legislation of the Republic of Kazakhstan
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eximbank Kazakhstan”, JSC
Second tier banks
08.08.2014
140000803000465
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
555600
The nature of a breach:
1. administrative sanction was applied as a result of repeated violations of the prudential standards established by the National Bank of Kazakhstan "Bank violated the prudential standards" at least two times during the last twelve months
Date of performance:
08.08.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
