"Alliance Bank", JSC
Second tier banks
21.04.2014
66-3-1-11/1728
Limited enforcement action
Written prescription
The nature of a breach:
1. According to article 46 of the law on banks for failure to comply with the requirements of the competent authority.
Date of performance:
24.04.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
23.04.2014
140000803000077
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.
Date of performance:
23.04.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Industrial and Commercial Bank of China in Almaty", JSC
Second tier banks
23.04.2014
66-3-2-09/1796
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Law on Banks of the Republic of Kazakhstan, the written warning was issued to the Bank for the violation of paragraph 53-6 of the Instructions on prudential regulation, approved by the Resolution of the Agency's Board dated September 30, 2005, №358
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
24.04.2014
66-3-3-09/1827
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan written notification was issued to bank for violation of the reguirements of the Laws of the Republic of Kazakhstan
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
25.04.2014
66-3-1-26/1459
Limited enforcement action
Written agreement
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of Republic of Kazakhstan and the Resolution of the Board of the National Banks on October 29, 2012 № 317 the restricted enforcement measure in the form of a written agreement with the Bank was applied to the Bank for failure to perform the Action Plan that contained early response measures aimed to improve the financial stability of the bank, to prevent the deterioration of its financial position and increase of risks related to its activities (for the factor exceeding the loans with overdue more than ninety calendar days to total loan portfolio ratio)
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
29.04.2014
140000803000070
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 193
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
29.04.2014
140000803000069
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 1
-
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank "Bank of China in Kazakhstan", JSC
Second tier banks
30.04.2014
140000803000087
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
555600
The nature of a breach:
1. administrative sanction was applied due to violation of prudential standards and other mandatory standards and limits.
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 3
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Qazaq Banki", JSC
Second tier banks
30.04.2014
140000803000089
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
92600
The nature of a breach:
1. administrative sanction was applied due to non-fulfillment by the Bank of its obligation to specify in its contracts, concluded with clients, of fee rate in its true, annual, effective, comparable calculation, as well as the dissemination of information on the quantities of interest on financial services, including its publication.
Date of performance:
30.04.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 11
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
04.05.2014
140000803000093
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied due to implementation of transactions prohibited under the banking law.
Date of performance:
04.05.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
