Issuer
23.02.2015
33-3-20/1148 от 23.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
30.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
23.02.2015
33-3-20/1152 от 23.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
23.02.2015
33-3-20/1153 от 23.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
27.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "Группа компаний Аллюр"
Issuer
23.02.2015
33-3-20/1213 от 23.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
13.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Shinhan Bank Kazakhstan"
Issuer
23.02.2015
33-3-20/1178 от 23.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
31.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
25.02.2015
33-3-20/1272 от 25.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
02.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Алматинский дрожжевой завод" JSC
Issuer
25.02.2015
33-3-20/1269 от 25.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Central Asian Fuel-Energy Company"
Issuer
26.02.2015
33-3-20/1316 от 26.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
26.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
02.07.2014
33-3-20/640
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market" 02.07.2014
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №61755 dated 16.09.2014 у.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
“Eurasian Capital”, JSC
Portofolio Manager
03.06.2015
33-1-06/4022
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
18.06.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
