Microfinancial organization «FinansInvest » LLP
An organization engaged in microfinance activities
23.07.2018
58-12-12/2858
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
30.07.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "Irtysh" LLP
An organization engaged in microfinance activities
27.07.2018
62-8-24/2086
Limited enforcement action
Written prescription
The nature of a breach:
1. violation of the order of repayment of debt in contracts for the provision of microcredit
Date of performance:
28.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 6
Пункт: 1-1
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Павлодарский филиал (Павлодар)
Microfinancial organization "Elin - Kredit" LLP
An organization engaged in microfinance activities
31.07.2018
б/н
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
505050 тенге
The nature of a breach:
1. delay in delivery and granting inadequate information in National loan office
Date of performance:
08.10.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 19
Пункт: пп.5,8 п.2
- The Law of the Republic of Kazakhstan «On Credit Bureaus and the Formation of Credit Histories in the Republic of Kazakhstan»
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Microfinancial organization "Everest Finance" LLP
An organization engaged in microfinance activities
31.07.2018
58-12-12/2952
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
12.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 28
- In accordance with the standard 28 of the Law of the Republic of Kazakhstan "On Microfinance Organizations" in accordance with the requirements of the legislation of the Republic of Kazakhstan and regulatory legal acts of the authorized body.
Note:
executed 07.08.2018g. Notice No. 4/27 from 07.08.2018g.
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
Microfinancial organization «Kredit-region» LLP
An organization engaged in microfinance activities
03.08.2018
183500803/000184 183500803/000185
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
481000
The nature of a breach:
1. Administrative sanction was applied due to untimely submission and non-submission of the bank on information received on the subject of credit history to the credit bureau
Date of performance:
22.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 208
Пункт: 3
- The Code of Administrative Offenses
Note:
Penalty paid by payment order №83, 84 on 06/09/2018
Type of Enactments
1. On Credit Bureaus and Formation of Credit Histories in the Republic of Kazakhstan
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
"Microfinancial organization "Arnur Credit" LLP
An organization engaged in microfinance activities
06.08.2018
65-40-12/2717
Limited enforcement action
Written prescription
The nature of a breach:
1. Based on the results of the performed activity audit of MFO
Date of performance:
31.08.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
Пункт: 3
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
2. Статья: 4 Пункт: 5 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
3. Статья: 20 Пункт: пп.1 п.3 - The Law on Microfinance Organizations
4. Статья: 7 Пункт: 4-1 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
5. Статья: 4 Пункт: пп.2-1 п.3 - The Law «Оn Microfinance Organizations» dated 26 November, 2012 No.56-V
6. Статья: 7 Пункт: пп.11 п.2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
7. Статья: 4 Пункт: пп.2-1 п.3 - The Law «Оn Microfinance Organizations» dated 26 November, 2012 No.56-V
8. Статья: 19 Пункт: пп.3 п.2 -
9. Статья: 7 Пункт: 2 -
10. Статья: 30 Пункт: 6 -
2. Статья: 4 Пункт: 5 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
3. Статья: 20 Пункт: пп.1 п.3 - The Law on Microfinance Organizations
4. Статья: 7 Пункт: 4-1 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
5. Статья: 4 Пункт: пп.2-1 п.3 - The Law «Оn Microfinance Organizations» dated 26 November, 2012 No.56-V
6. Статья: 7 Пункт: пп.11 п.2 - The Law of the Republic of Kazakhstan "On Microfinance Organizations".
7. Статья: 4 Пункт: пп.2-1 п.3 - The Law «Оn Microfinance Organizations» dated 26 November, 2012 No.56-V
8. Статья: 19 Пункт: пп.3 п.2 -
9. Статья: 7 Пункт: 2 -
10. Статья: 30 Пункт: 6 -
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Южно-Казахстанский филиал (Шымкент)
"Microfinancial organization "Doszhan- Invest" LLP
An organization engaged in microfinance activities
06.08.2018
58-12-12/3032
Limited enforcement action
Written warning
The nature of a breach:
1. late submission of the report on the decoding of the maximum size of risk on one borrower
Статья/пункты НПА, Статья КоАП:
1.
Статья: 1
Пункт: 2
- Of the resolution of the NBK's Board of July 31, 2017 No. 148 "On approval of prudential standards and other standards and limits that are mandatory for the microfinance organization to comply with, and the methodology for calculating them, as well as the forms and deadlines for reporting on their implementation"
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Карагандинский филиал (Караганда)
An organization engaged in microfinance activities
16.08.2018
60-06-10/1560СК
Limited enforcement action
Written prescription
The nature of a breach:
1. By results of inspection
Date of performance:
17.09.2018
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. The Law "On Microfinance Organizations"
Name of Regional Branch of National Bank of Kazakhstan / Department:
Кызылординский филиал (Кызылорда)
Microfinancial organization "Elin - Kredit" LLP
An organization engaged in microfinance activities
17.08.2018
59-8-32/2271
Limited enforcement action
Written prescription
The nature of a breach:
1. The microfinance organization did not ensure timely correction of the error in the financial statements
Date of performance:
07.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 6
- Of the Resolution of the NBK No. 41 of January 28 2016
Type of Enactments
1. On submission financial and other reporting
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"MFO "Batys kapital" LLP
An organization engaged in microfinance activities
20.08.2018
№57-07-11/1768
Limited enforcement action
Written prescription
The nature of a breach:
1. based on the results of checking standard contracts for compliance with the requirements of the legislation of the Republic of Kazakhstan
Date of performance:
24.09.2018
Статья/пункты НПА, Статья КоАП:
1.
Статья: 4
Пункт: 3
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Note:
Implemented via letter №028 from 24.09.2018
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Западно-Казахстанский филиал (Уральск)
