"ASIA" LLP
Authorized organization
19.11.2019
59-3-30/3/39/302
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"ASIA" LLP
Authorized organization
19.11.2019
59-3-30/3/39/303
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
141400
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Samat-BB" LLP
Authorized organization
21.11.2019
59-3-30/3/39/304
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202000
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"STATUS LOGISTICHESKIY" LLP
Authorized organization
27.11.2019
59-3-30/3/39/305
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202000
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"STATUS LOGISTICHESKIY" LLP
Authorized organization
27.11.2019
59-3-30/3/39/306
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
202000
The nature of a breach:
1. violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Статья/пункты НПА, Статья КоАП:
1.
Статья: 464
Пункт: 1
- Violation of the laws of the Republic of Kazakhstan licensing standards, including inconsistency qualification requirements to licensed kinds of activity
Type of Enactments
1. Concerning observance of requirements of the foreign exchange legislation
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"ASIA" LLP
Authorized organization
29.11.2019
№ 59-3-29/1690
Limited enforcement action
Written prescription
The nature of a breach:
1. Video surveillance does not comply.
Date of performance:
05.12.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 2
- The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Samat-BB" LLP
Authorized organization
29.11.2019
№ 59-3-29/1689
Limited enforcement action
Written prescription
The nature of a breach:
1. There was no armed guard post.
Date of performance:
05.12.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 1
- The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Microfinancial organization "Veles" LLP
An organization engaged in microfinance activities
14.05.2018
№59-8-32/1354
Limited enforcement action
Written warning
The nature of a breach:
1. forced norm isn't observed
Статья/пункты НПА, Статья КоАП:
1.
Статья: 7
Пункт: пп.8 п.2
- The Law of the Republic of Kazakhstan "On Microfinance Organizations".
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"STATUS LOGISTICHESKIY" LLP
Authorized organization
29.11.2019
№ 59-3-29/1688
Limited enforcement action
Written prescription
The nature of a breach:
1. There was no armed guard post. Video surveillance does not comply
Date of performance:
05.12.2019
Статья/пункты НПА, Статья КоАП:
1.
Статья: 11
Пункт: 1, 2
- The Rules for the organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, approved by the Resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49.
Type of Enactments
1. Rules of organization of exchange operations with cash foreign currency in the Republic of Kazakhstan, resolution of the Board of the National Bank of the Republic of Kazakhstan dated April 4, 2019 No. 49
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
"Microfinancial organization "Veles" LLP
An organization engaged in microfinance activities
14.05.2018
№59-8-32/1353
Limited enforcement action
Written prescription
The nature of a breach:
1. identity of the reporting data is not secured in electronic format versus data on paper
Статья/пункты НПА, Статья КоАП:
1.
Статья: 15
- The Resolution of the NBK No. 382 of December 24, 2012
2. Статья: 23 - The Resolution of the NBK No. 381 of December 24, 2012
3. Статья: 5 - Annex 6 of the Resolution of the NBK No. 272 of 28.11.2016
4. Статья: 5 - The Resolution of the NBK No. 41 of January 28
2. Статья: 23 - The Resolution of the NBK No. 381 of December 24, 2012
3. Статья: 5 - Annex 6 of the Resolution of the NBK No. 272 of 28.11.2016
4. Статья: 5 - The Resolution of the NBK No. 41 of January 28
Type of Enactments
1.
Name of Regional Branch of National Bank of Kazakhstan / Department:
Костанайский филиал (Костанай)
