Measures being imposed

370400

1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.

17.03.2014

1. Статья: 168-2 Пункт: 1 -

1. Concerning regulation of financial sector

370400

1. administrative sanction was apllied due to the failure of the Compani to submit information to the authorized body.

17.03.2014

1. Статья: 168-2 Пункт: 1 -

1. Concerning regulation of financial sector

1. Violation of article 29 of the Banking Law of the Republic of Kazakhstan

11.04.2014

Implemented (letter №10-5273 from 06.05.2014

1. Concerning regulation of financial sector

1. For late consideration of the request of the client, in violation of the requirements of article 8 of the law of RK "About the order of consideration of appeals of physical and legal persons", article 27 of the Rules of rendering banking services and consideration of the banks of customer requests arising in the process of providing banking services, approved by resolution of Board of Agency of Republic of Kazakhstan on regulation and supervision of financial market and financial organizations from 28.02.2011, №19.

1. Concerning regulation of financial sector

370400

1. administrative sanction was applied due to performing of transactions and operations with violation of banking legislation of the Republic of Kazakhstan.

31.03.2014

1. Статья: 168-2 Пункт: 5 - Of Administrative Violations Code of the Republic of Kazakhstan

1. Concerning regulation of financial sector

1. Тhe written liability has been exacted from the bank owing to violations of the requirements established by The instruction on requirements for having in place the risk management systems and internal controls in tier two banks, approved by the Board of the Agency of the Republic of Kazakhstan on regulation and supervision of financial market and financial organizations in its decision №359 dated 30.09.2005

21.04.2014

1. Concerning regulation of financial sector

1. In accordance with Article 46 of the Law on Banks of Republic of Kazakhstan and the Resolution of the Board of the National Banks on October 29, 2012 № 317 the restricted enforcement measure in the form of a written agreement with the Bank was applied to the Bank for failure to perform the Action Plan that contained early response measures aimed to improve the financial stability of the bank, to prevent the deterioration of its financial position and increase of risks related to its activities (for the factor exceeding the loans with overdue more than ninety calendar days to total loan portfolio ratio)

1. Concerning regulation of financial sector

1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written notification was issued to the Bank for provision of inaccurate reporting to the National Bank

1. Concerning regulation of financial sector

1. In accordance with Article 46 of the Law on Banks and the Resolution of the Board of the National Bank of the Republic of Kazakhstan № 317 dd. 29.10.12 the restricted enforcement measure was applied to the Bank in the form of a written agreement with the Bank for the Bank’s failure to perform the Action Plan envisaging early response measures aimed to improve the Bank's financial stability, prevention of deterioration of its financial position and increase of risks related to its activities (factors: excess of the ratio of loans with overdue of more than ninety calendar days to the total loan portfolio; an increase loans to legal entities with arrears of more than thirty calendar days on the principal and (or) accrued interest).

1. Concerning regulation of financial sector

1. In accordance with Article 46 of the Law on Banks of Republic of Kazakhstan and the Resolution of the Board of the National Banks on October 29, 2012 № 317 the restricted enforcement measure in the form of a written agreement with the Bank was applied to the Bank for failure to provide the Action Plan that contained early response measures aimed to improve the financial stability of the bank, to prevent the deterioration of its financial position and increase of risks related to its activities within the established date (for the factor exceeding the loans with overdue more than ninety calendar days to total loan portfolio ratio).

1. Concerning regulation of financial sector