«ForteBank», JSC
Second tier banks
06.02.2014
66-3-1-26/538
Limited enforcement action
Written agreement
The nature of a breach:
Date of performance:
01.07.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Subsidiary Bank “Sberbank of Russia”, JSC (renamed from "TEXAKABANK” JSC)
Second tier banks
06.02.2014
140000943000025
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
370400
The nature of a breach:
1. administrative sanction was applied due to implementation of transactions prohibited under the banking law.
Date of performance:
06.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"House Construction Savings Bank of Kazakhstan", JSC
Second tier banks
06.02.2014
140000943000001
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. administrative offense resulted in filing the recipient credit report request for a credit report without the consent of the subject information.
Date of performance:
06.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 167-1
Пункт: 3
-
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC SB "National Bank of Pakistan" in Kazakhstan
Second tier banks
06.02.2014
66-3-2-09/564
Limited enforcement action
Written warning
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan a written notification has been sent to the bank in connection with the submission of the report containing inaccurate information
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Alliance Bank", JSC
Second tier banks
06.02.2014
66-3-1-26/538
Limited enforcement action
Written agreement
The nature of a breach:
1. In accordance with Article 59-3 of the Law on Banks the Bank had concluded a written agreement .
Date of performance:
01.07.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC «Home Credit Bank» (renamed from «Home Credit and Finance Bank» Subsidiary Bank Joint Stock Company)
Second tier banks
07.02.2014
66-3-2-09/595
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Law on Banks of the Republic of Kazakhstan a written notification was issued to the Bank for provision of inaccurate reporting to the National Bank
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Kaspi Bank", JSC
Second tier banks
12.02.2014
59-8-35/349
Limited enforcement action
Written warning
The nature of a breach:
1. For untimely granting by statements bank
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
13.02.2014
140000943000044
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
740800
The nature of a breach:
1. administrative sanction was applied due to inappropriate subjects of financial monitoring legislation of Republic of Kazakhstan on countering the legalization (laundering) of illegally obtained, and the financing of terrorism in terms of documenting and providing information on transactions subject to financial monitoring.
Date of performance:
13.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Eurasian Bank", JSC
Second tier banks
19.02.2014
59-8-35/395
Limited enforcement action
Written warning
The nature of a breach:
1. For violation of the law of the Republic of Kazakhstan "On the order of consideration of physical and legal persons"
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Nurbank", JSC
Second tier banks
20.02.2014
140000943000014
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
185200
The nature of a breach:
1. Official (Tolegen D.E.) committed an administrative offense, expressed in performing of transactions and operations with violation of banking legislation of the Republic of Kazakhstan.
Date of performance:
20.02.2014
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-2
Пункт: 5
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
