Issuer
11.02.2015
33-3-20/854 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/852 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/850 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
АО "ABC Bank"
Second tier banks
30.06.2014
13-3-01/702
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
07.07.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
"AsiaCredit Bank (АзияКредит Банк)" JSC (renamed from "Joint Bank "LARIBA - Bank", JSC)
Second tier banks
02.07.2014
1400008030000189
Sanctions and other administrative penalties
Fine imposed under administrative law
Punishment awarded:
648 200 тг.
The nature of a breach:
Статья/пункты НПА, Статья КоАП:
1.
Статья: 168-3
Пункт: 1
- Of Administrative Violations Code of the Republic of Kazakhstan
Type of Enactments
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/848 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/843 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Al-Hilal" Islamic Bank" Joint Stock Company
Second tier banks
02.07.2014
33-3-20/640
Limited enforcement action
Commitment letter
The nature of a breach:
1. As a violance paragraph 4 Article 9 of the Law of the Republic of Kazakhstan "On securities market" 02.07.2014
Date of performance:
15.09.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented by letter №61755 dated 16.09.2014 у.
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/841 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
JSC "Central Asian Fuel-Energy Company"
Issuer
11.02.2015
33-3-20/837 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
