Issuer
06.02.2015
33-3-20/722 от 06.02.2015
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
30.06.2014
38-2-08/422
Limited enforcement action
Written warning
The nature of a breach:
1. In accordance with Article 46 of the Banking Law of the RK, written notification, for violation of regulations
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Capital Bank Kazakhstan", JSC
Second tier banks
30.06.2014
38-2-08/421
Limited enforcement action
Commitment letter
The nature of a breach:
1. As per Article 46 of the Banking Law of the Republic of Kazakhstan, commitment letter was requested from the bank, recognizing the failure to comply with regulations.
Date of performance:
11.07.2014
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
06.02.2015
33-3-20/714 от 06.02.2015
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
06.04.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.02.2015
33-3-20/749 от 09.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
16.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.02.2015
33-3-20/738 от 09.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
17.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
«ForteBank», JSC
Second tier banks
30.06.2014
13-3-01/702
Limited enforcement action
Commitment letter
The nature of a breach:
1. In accordance with article 46 of the Law on banks of Kazakhstan, the Bank has requested a letter of commitment in connection with violation of prudential norms, which is ratio of the growth of consumer loans in the Bank loan portfolio k10.
Date of performance:
07.07.2014
Статья/пункты НПА, Статья КоАП:
Note:
Implemented (letter of 04.07.2014 № 2540-1/03)
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
09.02.2015
33-3-20/765 от 09.02.2015
Limited enforcement action
Written prescription
The nature of a breach:
Date of performance:
09.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
"Central Asian Investment Company", JSC
Issuer
11.02.2015
33-3-20/858 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
Issuer
11.02.2015
33-3-20/856 от 11.02.2015
Limited enforcement action
Commitment letter
The nature of a breach:
Date of performance:
11.03.2015
Статья/пункты НПА, Статья КоАП:
Type of Enactments
1. Concerning regulation of financial sector
Name of Regional Branch of National Bank of Kazakhstan / Department:
